Keith Jaffee - 02 Aug 2024 Form 3 Insider Report for Pinstripes Holdings, Inc. (PNST)

Reporting relationship: 10%+ Owner
Issuer ticker: PNST
Reported as of: 02 Aug 2024
Net transaction value: $0
SEC form: 3
Accepted by SEC: 14 Nov 2024, 17:55:14 UTC
Prior SEC filing: 23 Jan 2024
Next SEC filing: 14 Nov 2024
Source filing: View source filing
Reporting owner signature: /s/ Keith Jaffee

Key filing fact

Keith Jaffee filed Form 3 for Pinstripes Holdings, Inc. (PNST) on 14 Nov 2024.

Key facts

This page summarizes Keith Jaffee's Form 3 filing for Pinstripes Holdings, Inc. (PNST).
0 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 14 Nov 2024, 17:55.

Change

Previous filing in this sequence was filed on 23 Jan 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PNST holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 994,908
Date: 02 Aug 2024
Ownership: By various trusts of which the Reporting Person is trustee

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PNST holding Derivative

Class B-1 Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 02 Aug 2024
Ownership: By various trusts of which the Reporting Person is trustee
Underlying class: Class A Common Stock
Underlying amount: 241,038
Exercise price
Footnotes: F1

PNST holding Derivative

Class B-2 Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 02 Aug 2024
Ownership: By various trusts of which the Reporting Person is trustee
Underlying class: Class A Common Stock
Underlying amount: 241,037
Exercise price
Footnotes: F1

PNST holding Derivative

Warrants (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 02 Aug 2024
Ownership: By various trusts of which the Reporting Person is trustee
Underlying class: Class A Common Stock
Underlying amount: 4,035,833
Exercise price: $11.50

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Each of which will automatically convert into shares of Class A Common Stock ("Class A Shares") upon achievement of a Class A Share trading price of $12.00 for the shares of Class B-1 Common Stock and $14.00 for the shares of Class B-2 Common Stock.