Key facts
- This page summarizes Thomas M. Burns's Form 4 filing for XOMA Royalty Corp (XOMA).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 13 Nov 2024, 18:55.
Thomas M. Burns - 11 Nov 2024 Form 4 Insider Report for XOMA Royalty Corp (XOMA)
- Reporting relationship
- SVP, Finance & CFO
- Issuer ticker
- XOMA
- Reported as of
- 11 Nov 2024
- Net transaction value
- -$292,664
- SEC form
- 4
- Accepted by SEC
- 13 Nov 2024, 18:55:09 UTC
- Prior SEC filing
- 23 Jun 2023
- Next SEC filing
- 02 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas M. Burns
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas M. Burns filed Form 4 for XOMA Royalty Corp (XOMA) on 13 Nov 2024.
Change
- Previous filing in this sequence was filed on 23 Jun 2023.
- Current net transaction value: -$292,664.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
XOMA
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +17,773
- Change %
- +271%
- Price
- $0.000000
- Shares after
- 24,328
- Date
- 11 Nov 2024
- Ownership
- Direct
XOMA
transaction
Common Stock
Sale
- Transaction value
- $292,664
- Shares
- -9,775
- Change %
- -40%
- Price
- $29.94
- Shares after
- 14,553
- Date
- 13 Nov 2024
- Ownership
- Direct
- Footnotes
- F1, F2
XOMA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,554
- Date
- 11 Nov 2024
- Ownership
- By 401(k) Plan
XOMA
holding
Depository Shares - 8.375% Series B Perpetual Preferred
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,000
- Date
- 11 Nov 2024
- Ownership
- Direct
XOMA
holding
8.625% Series A Cumulative Perpetual Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,000
- Date
- 11 Nov 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
XOMA
transaction
Derivative
Performance Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -17,773
- Change %
- -19%
- Price
- $0.000000
- Shares after
- 73,827
- Date
- 11 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,773
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
Footnote F2
The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $29.93 to $30.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Footnote F3
Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.