Key facts
- This page summarizes Thomas C. King's Form 4 filing for SVB FINANCIAL GROUP.
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 12 Nov 2024, 06:05.
Thomas C. King - 07 Nov 2024 Form 4 Insider Report for SVB FINANCIAL GROUP
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 07 Nov 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 Nov 2024, 06:05:37 UTC
- Prior SEC filing
- 20 Feb 2024
- Next SEC filing
- 18 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas C. King
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas C. King filed Form 4 for SVB FINANCIAL GROUP on 12 Nov 2024.
Change
- Previous filing in this sequence was filed on 20 Feb 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SIVBQ
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 07 Nov 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SIVBQ
transaction
Derivative
Restricted Stock Unit
Disposed to Issuer
- Transaction value
- $0
- Shares
- -297
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 07 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 297
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Thomas C. King is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors.
Footnote F2
On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
Footnote F3
Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.