Key facts
- This page summarizes Joseph Lewis's Form 4 filing for INSEEGO CORP. (INSG).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Nov 2024, 16:19.
Joseph Lewis - 06 Nov 2024 Form 4 Insider Report for INSEEGO CORP. (INSG)
- Reporting relationship
- Other*
- Issuer ticker
- INSG
- Reported as of
- 06 Nov 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 Nov 2024, 16:19:42 UTC
- Prior SEC filing
- 02 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- GOLDEN HARBOR LTD. /s/Paul Higgs, Director
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Joseph Lewis filed Form 4 for INSEEGO CORP. (INSG) on 12 Nov 2024.
Change
- Previous filing in this sequence was filed on 02 Jul 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INSG
transaction
Common Stock
Other
- Transaction value
- Shares
- +697,736
- Change %
- +66%
- Price
- Shares after
- 1,756,842
- Date
- 06 Nov 2024
- Ownership
- See footnote
- Footnotes
- F1, F2
INSG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 43,344
- Date
- 06 Nov 2024
- Ownership
- See footnote
- Footnotes
- F3, F4
INSG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 761,483
- Date
- 06 Nov 2024
- Ownership
- See footnote
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INSG
transaction
Derivative
Exchange Warrants
Other
- Transaction value
- Shares
- +453,528
- Change %
- Price
- Shares after
- 453,528
- Date
- 06 Nov 2024
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 453,528
- Exercise price
- $12.12
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
On November 6, 2024, Golden Harbor Ltd. ("Golden Harbor") surrendered to Inseego Corp. (the "Issuer") $24,456,000 in outstanding Issuer 3.25% convertible notes due 2025 (the "2025 Notes") in exchange for the Issuer's payment of $11,039.17 in accrued but unpaid interest arising under the 2025 Notes and the issuance of (i) $9,999,992 in principal amount of Issuer 9% Senior Secured Notes due 2029 (the "2029 Notes"), (ii) 697,736 shares of the Issuer's common stock, par value $0.001 ("Common Stock") and (iii) warrants (the "Exchange Warrants") to purchase 453,528 shares of Common Stock.
Footnote F2
These securities are owned directly by Golden Harbor. Mr. Lewis is the sole indirect beneficial owner of Golden Harbor.
Footnote F3
Reflects restricted stock units granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits, to Tavistock Holdings, Inc. ("Tavistock Holdings") as a successor-in-interest to Tavistock Financial, LLC. These securities are owned directly by Tavistock Holdings. Mr. Lewis is the sole indirect beneficial owner of Tavistock Holdings. Golden Harbor disclaims beneficial ownership of these securities.
Footnote F4
These securities are owned directly by Braslyn Ltd. ("Braslyn"). Mr. Lewis is the sole indirect beneficial owner of Braslyn. Golden Harbor disclaims beneficial ownership these securities.
SEC remarks
The Reporting Persons may be deemed a member of a group that beneficially owns more than 10% of the outstanding shares of Common Stock of the Issuer.