Joel R. Rathbun - 07 Nov 2024 Form 4 Insider Report for AVIENT CORP (AVNT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Nov 2024, 09:33:40 UTC
Prior SEC filing
09 Aug 2024
Next SEC filing
19 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert K. James, Power of Attorney For: Joel R. Rathbun
Filing notes and source

Key filing fact

Joel R. Rathbun filed Form 4 for AVIENT CORP (AVNT) on 12 Nov 2024.

Key facts

  • This page summarizes Joel R. Rathbun's Form 4 filing for AVIENT CORP (AVNT).
  • 7 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 12 Nov 2024, 09:33.

Change

  • Previous filing in this sequence was filed on 09 Aug 2024.
  • Current net transaction value: -$516,615.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AVNT transaction

Common Stock

Options Exercise

Transaction value
$344,410
Shares
+10,100
Change %
Price
$34.10
Shares after
10,100
Date
07 Nov 2024
Ownership
Direct
AVNT transaction

Common Stock

Disposed to Issuer

Transaction value
$413,372
Shares
-8,036
Change %
-80%
Price
$51.44
Shares after
2,064
Date
07 Nov 2024
Ownership
Direct
AVNT transaction

Common Stock

Options Exercise

Transaction value
$540,911
Shares
+17,150
Change %
+831%
Price
$31.54
Shares after
19,214
Date
07 Nov 2024
Ownership
Direct
AVNT transaction

Common Stock

Disposed to Issuer

Transaction value
$692,132
Shares
-13,452
Change %
-70%
Price
$51.45
Shares after
5,762
Date
07 Nov 2024
Ownership
Direct
AVNT transaction

Common Stock

Sale

Transaction value
$296,432
Shares
-5,762
Change %
-100%
Price
$51.45
Shares after
0
Date
07 Nov 2024
Ownership
Direct
Footnotes
F1
AVNT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
28,566
Date
07 Nov 2024
Ownership
Supplemental Plan
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AVNT transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value
$0
Shares
-10,100
Change %
-100%
Price
$0.000000
Shares after
0
Date
07 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,100
Exercise price
$34.10
Footnotes
F3
AVNT transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value
$0
Shares
-17,150
Change %
-50%
Price
$0.000000
Shares after
17,150
Date
07 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,150
Exercise price
$31.54
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.44 to $51.452, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Footnote F2

The information in this report is based on a plan statement as of November 7, 2024.

Footnote F3

SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Footnote F4

SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

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