David P. Rosenbaum - 06 Nov 2024 Form 4 Insider Report for ARDELYX, INC. (ARDX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Nov 2024, 18:00:55 UTC
Prior SEC filing
06 Nov 2024
Next SEC filing
22 Nov 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Elizabeth Grammer, Attorney-in-Fact for David Rosenbaum

Key filing fact

David P. Rosenbaum filed Form 4 for ARDELYX, INC. (ARDX) on 08 Nov 2024.

Key facts

  • This page summarizes David P. Rosenbaum's Form 4 filing for ARDELYX, INC. (ARDX).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Nov 2024, 18:00.

Change

  • Previous filing in this sequence was filed on 06 Nov 2024.
  • Current net transaction value: -$102,706.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ARDX transaction

Common Stock

Options Exercise

Transaction value
$63,037
Shares
+27,171
Change %
+18%
Price
$2.32
Shares after
180,787
Date
06 Nov 2024
Ownership
By Wife
Footnotes
F1
ARDX transaction

Common Stock

Sale

Transaction value
$165,743
Shares
-27,171
Change %
-15%
Price
$6.10
Shares after
153,616
Date
06 Nov 2024
Ownership
By Wife
Footnotes
F1
ARDX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
301,946
Date
06 Nov 2024
Ownership
Direct
ARDX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
77,592
Date
06 Nov 2024
Ownership
Family Trust
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ARDX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-27,171
Change %
-100%
Price
$0.000000
Shares after
0
Date
06 Nov 2024
Ownership
By Wife
Underlying class
Common Stock
Underlying amount
27,171
Exercise price
$2.32
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The shares are directly held by the Reporting Person's wife.

Footnote F2

The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.

Footnote F3

The option became exercisable as it vested and the shares subject to the option vested in 48 successive, equal monthly installments on each monthly anniversary of January 17, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

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