Key facts
- This page summarizes Richard A. Upton's Form 4 filing for Carmell Corp (XAGE).
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 08 Nov 2024, 17:00.
Richard A. Upton - 11 Oct 2024 Form 4 Insider Report for Carmell Corp (XAGE)
- Reporting relationship
- Director
- Issuer ticker
- XAGE
- Reported as of
- 11 Oct 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Nov 2024, 17:00:06 UTC
- Prior SEC filing
- 16 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard Upton
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Richard A. Upton filed Form 4 for Carmell Corp (XAGE) on 08 Nov 2024.
Change
- Previous filing in this sequence was filed on 16 Sep 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTCX
holding
Commmon Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,358,019
- Date
- 11 Oct 2024
- Ownership
- Harbor Light Capital Partners
- Footnotes
- F1
CTCX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,000
- Date
- 11 Oct 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CTCX
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +76,878
- Change %
- Price
- $0.000000
- Shares after
- 76,878
- Date
- 11 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 76,878
- Exercise price
- $0.3580
- Footnotes
- F2
CTCX
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 76,878
- Date
- 11 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 76,878
- Exercise price
- $2.11
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Carmell Series of Harbor Light Direct Investment, LLC is the record holder of 1,248,114 shares and Harbor Light Direct Investment, LP is the record holder of 109,905 shares. The Reporting Person is the General Partner of Harbor Light Capital Partners, the investment manager to these entities, and may be deemed the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.
Footnote F2
Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.