David L. Stein - 06 Nov 2024 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Reporting relationship: Executive Vice President
Issuer ticker: ASB
Reported as of: 06 Nov 2024
Net transaction value: -$296,778
SEC form: 4
Accepted by SEC: 08 Nov 2024, 13:50:01 UTC
Prior SEC filing: 17 Sep 2024
Next SEC filing: 17 Dec 2024
Source filing: View source filing
Reporting owner signature: /s/ Lynn M. Floeter, attorney-in-fact for David L. Stein

Key filing fact

David L. Stein filed Form 4 for ASSOCIATED BANC-CORP (ASB) on 08 Nov 2024.

Key facts

This page summarizes David L. Stein's Form 4 filing for ASSOCIATED BANC-CORP (ASB).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 08 Nov 2024, 13:50.

Change

Previous filing in this sequence was filed on 17 Sep 2024.
Current net transaction value: -$296,778.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASB transaction

Common Stock $0.01 Par Value

Options Exercise

Transaction value: $513,336
Shares: +29,536
Change %: +36%
Price: $17.38
Shares after: 110,557
Date: 06 Nov 2024
Ownership: Direct

ASB transaction

Common Stock $0.01 Par Value

Sale

Transaction value: $810,113
Shares: -29,536
Change %: -27%
Price: $27.43
Shares after: 81,021
Date: 06 Nov 2024
Ownership: Direct
Footnotes: F1

ASB holding

Common Stock $0.01 Par Value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,813
Date: 06 Nov 2024
Ownership: 401(k) Plan

ASB holding

Common Stock $0.01 Par Value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 49,297
Date: 06 Nov 2024
Ownership: by Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASB transaction Derivative

Non-qualified Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -29,536
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 06 Nov 2024
Ownership: Direct
Underlying class: Common Stock $0.01 Par Value
Underlying amount: 29,536
Exercise price: $17.38
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.400 to $27.461, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Footnote F2

Option vests in four equal annual installments beginning on February 8, 2017.