Key facts
- This page summarizes Brian D. Finn's Form 4 filing for Palladyne AI Corp. (PDYN).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Nov 2024, 17:20.
Brian D. Finn - 31 Oct 2024 Form 4 Insider Report for Palladyne AI Corp. (PDYN)
- Reporting relationship
- Director
- Issuer ticker
- PDYN
- Reported as of
- 31 Oct 2024
- Net transaction value
- +$249,998
- SEC form
- 4
- Accepted by SEC
- 05 Nov 2024, 17:20:54 UTC
- Prior SEC filing
- 13 Jun 2024
- Next SEC filing
- 01 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stephen Sonne, attorney in fact on behalf of Brian D. Finn
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brian D. Finn filed Form 4 for Palladyne AI Corp. (PDYN) on 05 Nov 2024.
Change
- Previous filing in this sequence was filed on 13 Jun 2024.
- Current net transaction value: +$249,998.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PDYN
transaction
Common Stock
Award
- Transaction value
- $236,557
- Shares
- +107,526
- Change %
- +30%
- Price
- $2.20
- Shares after
- 467,760
- Date
- 31 Oct 2024
- Ownership
- By Marstar Investments LLC
- Footnotes
- F1, F2
PDYN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,142
- Date
- 31 Oct 2024
- Ownership
- Direct
PDYN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 243,125
- Date
- 31 Oct 2024
- Ownership
- By MI-CM LLC
- Footnotes
- F3
PDYN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 85,858
- Date
- 31 Oct 2024
- Ownership
- By MI-MJ LLC
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PDYN
transaction
Derivative
Warrants (right to buy)
Award
- Transaction value
- $13,441
- Shares
- +107,526
- Change %
- Price
- $0.1250
- Shares after
- 107,526
- Date
- 31 Oct 2024
- Ownership
- By Marstar Investments LLC
- Underlying class
- Common Stock
- Underlying amount
- 107,526
- Exercise price
- $2.30
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The reported acquisition is an exempt transaction under Rule 16b-3.
Footnote F2
Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
Footnote F3
Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
Footnote F4
Securities are held by MI-MJ LLC ("MI-MJ"). Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.