Key facts
- This page summarizes Julian Orlando Carlson 1997 A Trust's Form 3 filing for SWK Holdings Corp (SWKH).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Nov 2024, 16:05.
Julian Orlando Carlson 1997 A Trust - 23 Oct 2024 Form 3 Insider Report for SWK Holdings Corp (SWKH)
- Reporting relationship
- Julian Orlando Carlson 1997 A Trust is an affiliated person of an investment adviser.
- Issuer ticker
- SWKH
- Reported as of
- 23 Oct 2024
- Net transaction value
- $0
- Reporting owner signature
- Julian Orlando Carlson 1997 A Trust, By: /s/ Keith T. Anderson, Title: Trustee
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Julian Orlando Carlson 1997 A Trust filed Form 3 for SWK Holdings Corp (SWKH) on 01 Nov 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWKH
holding
Common Stock, par value $0.001 per share the "Common Stock"
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,079
- Date
- 23 Oct 2024
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The shares of Common Stock to which this relates are held directly by Julian Orlando Carlson 1997 A Trust.
SEC remarks
Julian Orlando Carlson 1997 A Trust is an affiliated person of an investment adviser.