Carlson Capital GP, L.P. - 23 Oct 2024 Form 3 Insider Report for SWK Holdings Corp (SWKH)

Reporting relationship: 10%+ Owner
Issuer ticker: SWKH
Reported as of: 23 Oct 2024
Net transaction value: $0
SEC form: 3
Accepted by SEC: 01 Nov 2024, 16:05:14 UTC
Source filing: View source filing
Reporting owner signature: Carlson Capital GP, L.P., By: /s/ Clint D. Carlson, Title: President

Key filing fact

Carlson Capital GP, L.P. filed Form 3 for SWK Holdings Corp (SWKH) on 01 Nov 2024.

Key facts

This page summarizes Carlson Capital GP, L.P.'s Form 3 filing for SWK Holdings Corp (SWKH).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 01 Nov 2024, 16:05.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWKH holding

Common Stock, par value $0.001 per share the "Common Stock"

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,354
Date: 23 Oct 2024
Ownership: See footnotes
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The shares of Common Stock to which this relates are held directly by Carlson Capital GP, L.P., a Delaware limited partnership (the "Carlson Capital GP").

Footnote F2

Asgard Investment Corp., a Delaware corporation ("Asgard") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital GP. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard and the Carlson Capital GP.

SEC remarks

Power of Attorney for Carlson Capital GP, L.P. Power of Attorney for Asgard Investment Corp. Power of Attorney for Clint D. Carlson