Key facts
- This page summarizes Carlson Foundation's Form 3 filing for SWK Holdings Corp (SWKH).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Nov 2024, 16:05.
Key filing fact
Ownership activity is grounded in SEC Form 3 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
No transaction description listed
Additional SEC filing notes
Footnote F1
The shares of Common Stock to which this relates are held directly by The Carlson Foundation, a Texas nonprofit organization (the "Foundation").
Footnote F2
Clint D. Carlson, a U.S. citizen, serves as a director of the Foundation and has the power to direct the affairs of the Foundation.
SEC remarks
The Carlson Foundation is an affiliated person of an investment advisor.