Key facts
- This page summarizes Lewis P. Carlson's Form 3 filing for SWK Holdings Corp (SWKH).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Nov 2024, 16:05.
Lewis P. Carlson - 23 Oct 2024 Form 3 Insider Report for SWK Holdings Corp (SWKH)
- Reporting relationship
- Lewis P. Carlson is an affiliated person of an investment advisor.
- Issuer ticker
- SWKH
- Reported as of
- 23 Oct 2024
- Net transaction value
- $0
- Reporting owner signature
- By: /s/ Lewis P. Carlson
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Lewis P. Carlson filed Form 3 for SWK Holdings Corp (SWKH) on 01 Nov 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWKH
holding
Common Stock, par value $0.001 per share the "Common Stock"
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,079
- Date
- 23 Oct 2024
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The shares of Common Stock to which this relates are held directly by Lewis P. Carlson.
SEC remarks
Lewis P. Carlson is an affiliated person of an investment advisor.