Key facts
- This page summarizes Thomas B. Ellis's Form 4 filing for Guerrilla RF, Inc. (GUER).
- 1 reported transaction and 3 derivative rows are listed below.
- Accepted by SEC: 28 Oct 2024, 15:50.
Thomas B. Ellis - 25 Oct 2024 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- GUER
- Reported as of
- 25 Oct 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Oct 2024, 15:50:07 UTC
- Prior SEC filing
- 09 May 2024
- Next SEC filing
- 28 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas B. Ellis
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas B. Ellis filed Form 4 for Guerrilla RF, Inc. (GUER) on 28 Oct 2024.
Change
- Previous filing in this sequence was filed on 09 May 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GUER
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +16,667
- Change %
- Price
- $0.000000
- Shares after
- 16,667
- Date
- 25 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 16,667
- Exercise price
- Footnotes
- F1, F4, F5
GUER
holding
Derivative
Series A Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,213,115
- Date
- 25 Oct 2024
- Ownership
- See Footnotes.
- Underlying class
- Common Stock
- Underlying amount
- 7,213,115
- Exercise price
- $327.87
- Footnotes
- F1, F2, F3
GUER
holding
Derivative
Common Stock Purchase Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,885,246
- Date
- 25 Oct 2024
- Ownership
- See Footnotes.
- Underlying class
- Common Stock
- Underlying amount
- 2,885,246
- Exercise price
- $3.05
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The securities do not have any expiration date.
Footnote F2
The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of NR-PRL Partners GP, LLC.
Footnote F3
The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
Footnote F5
The restricted stock units vest 100% on the earliest of (i) May 2, 2025, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability.