Key facts
- This page summarizes Mark L. First's Form 4 filing for PetIQ, Inc..
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 28 Oct 2024, 14:45.
Mark L. First - 25 Oct 2024 Form 4 Insider Report for PetIQ, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 25 Oct 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Oct 2024, 14:45:17 UTC
- Prior SEC filing
- 09 Sep 2024
- Next SEC filing
- 20 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patrick Jones, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark L. First filed Form 4 for PetIQ, Inc. on 28 Oct 2024.
Change
- Previous filing in this sequence was filed on 09 Sep 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PETQ
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -18,547
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F2
PETQ
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -1,972,687
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Oct 2024
- Ownership
- See Footnote
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PETQ
transaction
Derivative
Restricted Stock Unit
Disposed to Issuer
- Transaction value
- Shares
- -4,103
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Oct 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,103
- Exercise price
- Footnotes
- F1, F4, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Mark L. First is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
On October 25, 2024, Gula Merger Sub, Inc. ("Merger Sub") completed its merger (the "Merger") with and into the Issuer pursuant to the Agreement and Plan of Merger, dated as of August 7, 2024 (the "Merger Agreement"), by and among the Issuer, Gula Buyer Inc. ("Parent") and Merger Sub.
Footnote F2
Immediately prior to the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock was cancelled and exchanged for $31.00 per share.
Footnote F3
Includes 1,660,344 shares of Class A Common Stock held by ECP Helios Partners IV, L.P. ("ECP Helios") and 312,343 shares of Class A common Stock held Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
Footnote F4
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
Footnote F5
The RSUs will vest in full on June 7, 2025, subject to the reporting person's continued service as a Director.
Footnote F6
At the Effective Time, each unvested RSU was cancelled and converted solely into the right to receive a cash payment of $31.00 per share of Class A Common Stock subject to such unvested RSU, subject to the terms and conditions of the Merger Agreement.