Key facts
- This page summarizes 210 Capital, LLC's Form 4 filing for P10, Inc. (PX).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 25 Oct 2024, 20:00.
210 Capital, LLC - 23 Oct 2024 Form 4 Insider Report for P10, Inc. (PX)
- Reporting relationship
- Other*, 10%+ Owner
- Issuer ticker
- PX
- Reported as of
- 23 Oct 2024
- Net transaction value
- -$2,612,871
- SEC form
- 4
- Accepted by SEC
- 25 Oct 2024, 20:00:04 UTC
- Prior SEC filing
- 22 Oct 2024
- Next SEC filing
- 08 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/C. Clark Webb, as Attorney-in-Fact for the Reporting Persons
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
210 Capital, LLC filed Form 4 for P10, Inc. (PX) on 25 Oct 2024.
Change
- Previous filing in this sequence was filed on 22 Oct 2024.
- Current net transaction value: -$2,612,871.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PX
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +442,064
- Change %
- +132%
- Price
- Shares after
- 776,214
- Date
- 23 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
PX
transaction
Class A Common Stock
Tax liability
- Transaction value
- $2,612,871
- Shares
- -231,843
- Change %
- -30%
- Price
- $11.27
- Shares after
- 544,371
- Date
- 23 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F4
PX
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 339,028
- Date
- 23 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F5
PX
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500,000
- Date
- 23 Oct 2024
- Ownership
- See Footnote
- Footnotes
- F1, F2, F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -442,064
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 23 Oct 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 442,064
- Exercise price
- Footnotes
- F1, F2, F3, F4, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Executive Vice Chairman and a director of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as a director of the Issuer (collectively, the "Reporting Persons").
Footnote F2
(Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
Footnote F3
Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
Footnote F4
These securities are owned directly by Mr. Webb.
Footnote F5
These securities are owned directly by Mr. Alpert.
Footnote F6
These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.
Footnote F7
Pursuant to the terms of his Executive Transition Agreement, dated October 20, 2023 (the "Transition Agreement"), Mr. Webb was previously granted (i) 107,527 RSUs on October 23, 2023; (ii) 97,848 RSUs on January 2, 2024; (iii) 118,765 RSUs on April 1, 2024; and (iv) 117,924 RSUs on July 1, 2024. In connection with the termination of the Transition Agreement effective October 23, 2024, all 442,064 of such RSUs vested on such date.
SEC remarks
The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock. In addition, Mr. Alpert and Mr. Webb each serve as a director on the Board of Directors of the Issuer.