Key facts
- This page summarizes George Jay Goldsmith's Form 4 filing for COMPASS Pathways plc (CMPS).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 25 Oct 2024, 08:25.
George Jay Goldsmith - 24 Oct 2024 Form 4 Insider Report for COMPASS Pathways plc (CMPS)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- CMPS
- Reported as of
- 24 Oct 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 25 Oct 2024, 08:25:20 UTC
- Prior SEC filing
- 22 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Meredith Prithviraj by Power-of-Attorney for George Jay Goldsmith
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
George Jay Goldsmith filed Form 4 for COMPASS Pathways plc (CMPS) on 25 Oct 2024.
Change
- Previous filing in this sequence was filed on 22 May 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CMPS
transaction
Ordinary Shares
Sale
- Transaction value
- Shares
- -776,565
- Change %
- -20%
- Price
- Shares after
- 3,155,122
- Date
- 24 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F2
CMPS
transaction
Ordinary Shares
Sale
- Transaction value
- Shares
- -776,565
- Change %
- -20%
- Price
- Shares after
- 3,152,848
- Date
- 24 Oct 2024
- Ownership
- By: Spouse
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
Footnote F2
The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia.
Footnote F3
Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.