John Huston Chadwick - 22 Oct 2024 Form 4 Insider Report for Sharecare, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
25 Oct 2024, 06:07:35 UTC
Prior SEC filing
18 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christie J. Miller, Attorney-in-Fact for Reporting Person

Key filing fact

John Huston Chadwick filed Form 4 for Sharecare, Inc. on 25 Oct 2024.

Key facts

  • This page summarizes John Huston Chadwick's Form 4 filing for Sharecare, Inc..
  • 20 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 25 Oct 2024, 06:07.

Change

  • Previous filing in this sequence was filed on 18 Jun 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-317,997
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
Direct
Footnotes
F1, F2
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-791,127
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Capital Fund IV, LP
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-752,913
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Dozoretz Partners, LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-279,151
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Irby, LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-1,860,256
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Opportunity Fund 2013, LP
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-791,127
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Opportunity Fund II, LP
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-8,449,942
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Sharecare CN Partners, LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-3,974,987
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Opportunity Fund IV, LP
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-1,339,129
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Cornerstone Fund, LP
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-1,052,904
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Sharecare 2018 Notes, LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-2,859,596
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Sharecare Notes, LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-1,408,834
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Sharecare 2019 Notes LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-1,835,931
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Opportunity Fund V, LP
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-467,217
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas SC Bactes Partners, LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-431,454
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas SC Partners, LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-69,544
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Sharecare F3 LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-3,341,963
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Sharecare-CS Partners, LLC
Footnotes
F1, F2, F3, F4
SHCR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-165,241
Change %
-100%
Price
Shares after
0
Date
22 Oct 2024
Ownership
By managed account
Footnotes
F1, F2, F3, F4, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SHCR transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
$0
Shares
-35,629
Change %
-100%
Price
$0.000000
Shares after
0
Date
22 Oct 2024
Ownership
By Claritas Capital Management Services Inc.
Underlying class
Common Stock
Underlying amount
35,629
Exercise price
$1.05
Footnotes
F4, F6
SHCR transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
$0
Shares
-76,667
Change %
-100%
Price
$0.000000
Shares after
0
Date
22 Oct 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
76,667
Exercise price
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

John Huston Chadwick is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 7 footnotes

Footnote F1

Sharecare, Inc. ("Sharecare") entered into the Agreement and Plan of Merger, dated as of June 21, 2024 (the "Merger Agreement"), by and among Sharecare, Impact Acquiror Inc., a Delaware corporation ("Parent") and Impact Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Rollover Agreement, dated as of June 25, 2024 (the "Rollover Agreement"), by and among Impact Aggregator LP, a Delaware limited partnership ("Topco LP"), Impact Upper Parent Inc., a Delaware corporation ("Topco Inc.") and each of the Persons listed on the Schedule A attached thereto (each a "Rollover Stockholder" and collectively the "Rollover Stockholders"), (cont'd)

Footnote F2

each share of Sharecare common stock, par value $0.0001 ("Company Common Stock") reported in this row (the "Rollover Shares") was contributed to an entity formed by Claritas Capital, LLC solely for the purposes of the transaction (the "Aggregator"), in exchange for equity interests of the Aggregator. Pursuant to the Rollover Agreement, immediately prior to the effective time of the Merger (the "Effective Time"), the shares of Company Common Stock contributed to the Aggregator were contributed to Topco Inc. in exchange for shares of common stock of Topco Inc. having an aggregate value equal the product of the number of shares of Company Common Stock contributed by the Aggregator multiplied by the merger consideration of $1.43 in cash per share of Company Common Stock, without interest.

Footnote F3

Reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Footnote F4

This entity is a direct beneficial owner of Company Common Stock or Stock Options reported in this Form 4. See Exhibit 99.1 below for more information regarding the nature of Mr. Chadwick's indirect ownership of the Company Common Stock or Stock Options reported in Table I and Table II.

Footnote F5

Shares held in a managed account for which Claritas Capital Management Services, Inc. had voting and investment power.

Footnote F6

Pursuant to the Merger Agreement, each outstanding option to purchase shares of Company Common Stock (a "Company Option") that was vested or vested upon the Effective Time was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product of multiplying (A) the number of shares of Company Common Stock subject to the Company Option immediately prior to the Effective Time by (B) the excess, if any of (x) the Merger Consideration over (y) the exercise price per share of Company Common Stock of such Company Option (the "Option Consideration").

Footnote F7

Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit of Reporting Person ("Company RSU Award") was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product of multiplying (A) the number of shares of Company Common Stock subject to the Company RSU Award immediately prior to the Effective Time by (B) the Merger Consideration.

SEC remarks

Exhibit 99.1 Mr. Chadwick has an indirect pecuniary interest in all of the securities held by the direct beneficial owners of Company Common Stock listed in Column 7 of Table I and Column 11 of Table II of this Form 4 (the "Claritas Entities"), through his ownership of interests in the entities that manage the Claritas Entities (the "Managing Entities"). Each Managing Entity and the Claritas Entity or Entities it manages are identified below. Claritas Capital SLP - V, GP Claritas Sharecare CN Partners, LLC Claritas Irby, LLC Claritas Dozoretz Partners, LLC CC Partners IV, LLC Claritas Opportunity Fund IV, L.P. Claritas Cornerstone Fund, LP CC SLP IV, GP Claritas Sharecare-CS Partners, LLC Claritas Capital, LLC Claritas Sharecare F3 LLC Managed Account CC SLP V, GP Claritas Sharecare 2018 Notes, LLC Claritas Sharecare Notes, LLC Claritas Sharecare 2019 Notes, LLC Claritas SCB SLP, GP Claritas SC Bactes Partners, LLC CC Partners V, LLC Claritas Opportunity Fund V, LP Claritas Capital EGF - V Partners, LLC Claritas Opportunity Fund 2013, LP Claritas Capital EGF - IV Partners, LLC Claritas Capital Fund IV, LP Claritas SC-SLP GP Claritas SC Partners, LLC Claritas Opportunity Fund Partners II, LLC Claritas Opportunity Fund II, LP Claritas Capital Management Services, Inc. is a corporation; Mr. Chadwick is a director and president.

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