David Ashley Lee - 14 Feb 2023 Form 4 Insider Report for ARTIVION, INC. (AORT)

Reporting relationship: Executive VP, COO & CFO
Issuer ticker: AORT
Reported as of: 14 Feb 2023
Net transaction value: -$421,874
SEC form: 4
Accepted by SEC: 16 Feb 2023, 16:41:06 UTC
Prior SEC filing: 10 Nov 2022
Next SEC filing: 21 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ David Ashley Lee

Key filing fact

David Ashley Lee filed Form 4 for ARTIVION, INC. (AORT) on 16 Feb 2023.

Key facts

This page summarizes David Ashley Lee's Form 4 filing for ARTIVION, INC. (AORT).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Feb 2023, 16:41.

Change

Previous filing in this sequence was filed on 10 Nov 2022.
Current net transaction value: -$421,874.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AORT transaction

Common Stock

Options Exercise

Transaction value: $377,057
Shares: +36,822
Change %: +11%
Price: $10.24
Shares after: 367,463
Date: 14 Feb 2023
Ownership: Direct
Footnotes: F1

AORT transaction

Common Stock

Sale

Transaction value: $421,874
Shares: -31,900
Change %: -8.7%
Price: $13.22
Shares after: 335,563
Date: 14 Feb 2023
Ownership: Direct
Footnotes: F1, F2

AORT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 22,560
Date: 14 Feb 2023
Ownership: *Indirect shares owned by Spouse (5,000), Shares to DAL Trust (17,560)

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AORT transaction Derivative

Stock Options (Right to buy)

Options Exercise

Transaction value: $377,057
Shares: -36,822
Change %: -100%
Price: $10.24
Shares after: 0
Date: 14 Feb 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 36,822
Exercise price: $10.24
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 14, 2022

Footnote F2

Reflects the price of $ 13.224856 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Footnote F3

Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017.