Key facts
- This page summarizes Alex Rose's Form 4 filing for Ashford Inc..
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 22 Oct 2024, 16:59.
Alex Rose - 18 Oct 2024 Form 4 Insider Report for Ashford Inc.
- Reporting relationship
- Exec. VP, GC and Secretary
- Issuer ticker
- N/A
- Reported as of
- 18 Oct 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Oct 2024, 16:59:42 UTC
- Prior SEC filing
- 26 Mar 2024
- Next SEC filing
- 01 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alex Rose
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alex Rose filed Form 4 for Ashford Inc. on 22 Oct 2024.
Change
- Previous filing in this sequence was filed on 26 Mar 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AINC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 32,648
- Date
- 18 Oct 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AINC
transaction
Derivative
Special Limited Partnership Units
Award
- Transaction value
- $0
- Shares
- +40,000
- Change %
- Price
- $0.000000
- Shares after
- 40,000
- Date
- 18 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 40,000
- Exercise price
- $0.000000
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan") and such LTIP Units are fully vested.
Footnote F2
Vested LTIP Units, upon achieving parity with the common limited partnership units of Ashford Hospitality Holdings LLC (the "Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 3 discussing the convertibility of Common Units.
Footnote F3
Neither the LTIP Units nor Common Units have an expiration date. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.