Key facts
- This page summarizes Kanwardev Raja Singh Bal's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 Oct 2024, 18:33.
Kanwardev Raja Singh Bal - 12 Oct 2024 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- SVP Chief Accounting Officer
- Issuer ticker
- INDI
- Reported as of
- 12 Oct 2024
- Net transaction value
- -$116,115
- SEC form
- 4
- Accepted by SEC
- 16 Oct 2024, 18:33:09 UTC
- Prior SEC filing
- 04 Sep 2024
- Next SEC filing
- 07 Jan 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bal, Kanwardev Raja Singh by Naixi Wu pursuant to power of attorney filed on December 7, 2022
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kanwardev Raja Singh Bal filed Form 4 for indie Semiconductor, Inc. (INDI) on 16 Oct 2024.
Change
- Previous filing in this sequence was filed on 04 Sep 2024.
- Current net transaction value: -$116,115.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +69,500
- Change %
- +592%
- Price
- $0.000000
- Shares after
- 81,233
- Date
- 12 Oct 2024
- Ownership
- Direct
INDI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $116,115
- Shares
- -31,553
- Change %
- -39%
- Price
- $3.68
- Shares after
- 49,680
- Date
- 14 Oct 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INDI
transaction
Derivative
Phantom Awards
Options Exercise
- Transaction value
- $0
- Shares
- -69,500
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 12 Oct 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 69,500
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards.
Footnote F2
Each phantom award represents a contingent right to receive one share of Class A Common Stock.
Footnote F3
Such phantom awards vested in a final installment of 69,500 shares on October 12, 2024.