Jeffrey R. Klingler - 06 Jul 2023 Form 4 Insider Report for WORTHINGTON INDUSTRIES INC (WOR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Jul 2023, 10:47:38 UTC
Prior SEC filing
05 Jul 2023
Next SEC filing
16 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Patrick J. Kennedy, as attorney-in-fact for Jeffrey R. Klingler

Key filing fact

Jeffrey R. Klingler filed Form 4 for WORTHINGTON INDUSTRIES INC (WOR) on 07 Jul 2023.

Key facts

  • This page summarizes Jeffrey R. Klingler's Form 4 filing for WORTHINGTON INDUSTRIES INC (WOR).
  • 11 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 07 Jul 2023, 10:47.

Change

  • Previous filing in this sequence was filed on 05 Jul 2023.
  • Current net transaction value: -$331,433.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WOR transaction

Common Shares

Options Exercise

Transaction value
$251,124
Shares
+6,800
Change %
+17%
Price
$36.93
Shares after
46,840
Date
06 Jul 2023
Ownership
Direct
WOR transaction

Common Shares

Options Exercise

Transaction value
$128,445
Shares
+2,134
Change %
+4.6%
Price
$60.19
Shares after
48,974
Date
06 Jul 2023
Ownership
Direct
WOR transaction

Common Shares

Options Exercise

Transaction value
$74,224
Shares
+1,600
Change %
+3.3%
Price
$46.39
Shares after
50,574
Date
06 Jul 2023
Ownership
Direct
WOR transaction

Common Shares

Options Exercise

Transaction value
$12,873
Shares
+300
Change %
+0.59%
Price
$42.91
Shares after
50,874
Date
06 Jul 2023
Ownership
Direct
WOR transaction

Common Shares

Options Exercise

Transaction value
$98,559
Shares
+2,533
Change %
+5%
Price
$38.91
Shares after
53,407
Date
06 Jul 2023
Ownership
Direct
WOR transaction

Common Shares

Sale

Transaction value
$896,658
Shares
-13,367
Change %
-25%
Price
$67.08
Shares after
40,040
Date
06 Jul 2023
Ownership
Direct
Footnotes
F1
WOR holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,600
Date
06 Jul 2023
Ownership
by IRA
WOR holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1
Date
06 Jul 2023
Ownership
by 401(k) Plan
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WOR transaction Derivative

Non-qualified stock option (right to buy)

Options Exercise

Transaction value
$0
Shares
-6,800
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Jul 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
6,800
Exercise price
$36.93
Footnotes
F3
WOR transaction Derivative

Non-qualified stock option (right to buy)

Options Exercise

Transaction value
$0
Shares
-2,134
Change %
-67%
Price
$0.000000
Shares after
1,066
Date
06 Jul 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
2,134
Exercise price
$60.19
Footnotes
F4
WOR transaction Derivative

Non-qualified stock option (right to buy)

Options Exercise

Transaction value
$0
Shares
-1,600
Change %
-33%
Price
$0.000000
Shares after
3,200
Date
06 Jul 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
1,600
Exercise price
$46.39
Footnotes
F5
WOR transaction Derivative

Non-qualified stock option (right to buy)

Options Exercise

Transaction value
$0
Shares
-300
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Jul 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
300
Exercise price
$42.91
Footnotes
F6
WOR transaction Derivative

Non-qualified stock option (right to buy)

Options Exercise

Transaction value
$0
Shares
-2,533
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Jul 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
2,533
Exercise price
$38.91
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $66.66 to $67.28, inclusive. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Footnote F2

Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a Plan statement as of June 30, 2023.

Footnote F3

This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/25/2022 and 6/25/2023.

Footnote F4

This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/25/2023 and will vest 6/25/2024.

Footnote F5

This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option will vest annually on 6/24/2024 and 6/24/2025.

Footnote F6

This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vested annually on 6/28/2020 and 6/28/2021.

Footnote F7

This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vested annually on 6/27/2021 and 6/27/2022.

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