Key facts
- This page summarizes Hiroshi Mikitani's Form 4 filing for AST SpaceMobile, Inc. (ASTS).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 10 Oct 2024, 16:16.
Hiroshi Mikitani - 10 Oct 2024 Form 4 Insider Report for AST SpaceMobile, Inc. (ASTS)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- ASTS
- Reported as of
- 10 Oct 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 10 Oct 2024, 16:16:02 UTC
- Next SEC filing
- 16 Apr 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Hiroshi Mikitani
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Hiroshi Mikitani filed Form 4 for AST SpaceMobile, Inc. (ASTS) on 10 Oct 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ASTS
transaction
Class A Common Stock
Award
- Transaction value
- Shares
- +28,520,155
- Change %
- +1141%
- Price
- Shares after
- 31,020,155
- Date
- 10 Oct 2024
- Ownership
- See Footnote
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ASTS
transaction
Derivative
Common Units
Disposed to Issuer
- Transaction value
- Shares
- -28,520,155
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 10 Oct 2024
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 28,520,155
- Exercise price
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Rakuten Mobile USA Service Inc. ("Rakuten USA"), which is a subsidiary of Rakuten Mobile, Inc. ("Rakuten Mobile") and part of the Rakuten Group, of which Mr. Hiroshi Mikitani, a member of the Issuer's Board of Directors, is the founder, Chairman and Chief Executive Officer, completed a series of transactions with subsidiaries of the Issuer (the "Mergers") that resulted in the acquisition by Rakuten Mobile of 28,520,155 shares of the Issuer's Class A Common Stock. As part of the Mergers, the 28,520,155 shares of Class B Common Stock previously held by Rakuten USA were transferred to the Issuer and cancelled. In addition, the Issuer received the 28,520,155 Common Units of AST & Science LLC, a subsidiary of the Issuer, that were held by Rakuten USA prior to the Mergers.
Footnote F2
As part of the Mergers, AST SpaceMobile Holdings III, LLC, a newly formed wholly owned subsidiary of the Issuer, merged with and into Rakuten USA, with Rakuten USA surviving such merger (the "First Merger") and, immediately following the First Merger, Rakuten USA merged with and into AST SpaceMobile Holdings IV, LLC, a newly formed wholly owned subsidiary of the Issuer ("AST Holdings"), with AST Holdings surviving such merger (the "Second Merger"). After giving effect to the Second Merger, the separate corporate existence of Rakuten USA ceased.
Footnote F3
Securities held of record by Rakuten Mobile. Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten Mobile and has voting and investment discretion with respect to the securities held of record by Rakuten Mobile.
Footnote F4
The Common Units of the Issuer were eligible to be redeemed by Rakuten USA at any time after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.