Matthew A. Field - 03 Oct 2024 Form 4 Insider Report for Joby Aviation, Inc. (JOBY)

Reporting relationship: Chief Financial Officer and Treasurer
Issuer ticker: JOBY
Reported as of: 03 Oct 2024
Net transaction value: -$101,628
SEC form: 4
Accepted by SEC: 07 Oct 2024, 18:22:33 UTC
Prior SEC filing: 03 Oct 2024
Next SEC filing: 17 Dec 2024
Source filing: View source filing
Reporting owner signature: /s/ Sarah Slayen, Attorney-in-Fact for Matthew Field

Key filing fact

Matthew A. Field filed Form 4 for Joby Aviation, Inc. (JOBY) on 07 Oct 2024.

Key facts

This page summarizes Matthew A. Field's Form 4 filing for Joby Aviation, Inc. (JOBY).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 Oct 2024, 18:22.

Change

Previous filing in this sequence was filed on 03 Oct 2024.
Current net transaction value: -$101,628.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JOBY transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +23,050
Change %: +8%
Price: $0.000000
Shares after: 310,550
Date: 03 Oct 2024
Ownership: Direct

JOBY transaction

Common Stock

Sale

Transaction value: $67,996
Shares: -11,764
Change %: -3.8%
Price: $5.78
Shares after: 298,786
Date: 04 Oct 2024
Ownership: Direct
Footnotes: F1

JOBY transaction

Common Stock

Sale

Transaction value: $33,632
Shares: -5,643
Change %: -1.9%
Price: $5.96
Shares after: 293,143
Date: 07 Oct 2024
Ownership: Direct
Footnotes: F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

JOBY transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -23,050
Change %: -9.1%
Price: $0.000000
Shares after: 230,499
Date: 03 Oct 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 23,050
Exercise price: $0.000000
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 4 footnotes

Footnote F1

Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Footnote F2

Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on November 30, 2023.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $5.76 to $6.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F4

Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

SEC remarks

Chief Financial Officer and Treasurer