Key facts
- This page summarizes Patrick F. Smith's Form 4 filing for Certara, Inc. (CERT).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 07 Oct 2024, 16:42.
Patrick F. Smith - 04 Oct 2024 Form 4 Insider Report for Certara, Inc. (CERT)
- Reporting relationship
- PRESIDENT, DRUG DEV SOLUTIONS
- Issuer ticker
- CERT
- Reported as of
- 04 Oct 2024
- Net transaction value
- -$19,145
- SEC form
- 4
- Accepted by SEC
- 07 Oct 2024, 16:42:02 UTC
- Prior SEC filing
- 04 Apr 2024
- Next SEC filing
- 08 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel Corcoran, as Attorney-in-Fact for Patrick F. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick F. Smith filed Form 4 for Certara, Inc. (CERT) on 07 Oct 2024.
Change
- Previous filing in this sequence was filed on 04 Apr 2024.
- Current net transaction value: -$19,145.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CERT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +7,151
- Change %
- +14%
- Price
- $0.000000
- Shares after
- 57,242
- Date
- 04 Oct 2024
- Ownership
- Direct
- Footnotes
- F1
CERT
transaction
Common Stock
Tax liability
- Transaction value
- $19,145
- Shares
- -1,742
- Change %
- -3%
- Price
- $10.99
- Shares after
- 55,500
- Date
- 04 Oct 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CERT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- +7,151
- Change %
- +100%
- Price
- $0.000000
- Shares after
- 14,303
- Date
- 04 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,151
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each restricted stock unit ("RSU") was granted on October 5, 2023, under the Certara, Inc. ("Certara") 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on October 4, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on October 5, 2025, and October 5, 2026.
Footnote F2
Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnote 1, exempt under Rule 16b-3.