Key facts
- This page summarizes Paul L. Kessler's Form 4 filing for Prairie Operating Co. (PROP).
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 07 Oct 2024, 14:03.
Paul L. Kessler - 04 Oct 2024 Form 4 Insider Report for Prairie Operating Co. (PROP)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- PROP
- Reported as of
- 04 Oct 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Oct 2024, 14:03:39 UTC
- Prior SEC filing
- 25 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul L. Kessler
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Paul L. Kessler filed Form 4 for Prairie Operating Co. (PROP) on 07 Oct 2024.
Change
- Previous filing in this sequence was filed on 25 Jun 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PROP
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -16,400
- Change %
- -1.1%
- Price
- $0.000000
- Shares after
- 1,504,113
- Date
- 04 Oct 2024
- Ownership
- By affiliates
- Footnotes
- F1
PROP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,100
- Date
- 04 Oct 2024
- Ownership
- By son
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PROP
holding
Derivative
Series D Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 797,072
- Date
- 04 Oct 2024
- Ownership
- By affiliates
- Underlying class
- Series D Preferred Stock
- Underlying amount
- 797,072
- Exercise price
- Footnotes
- F3
PROP
holding
Derivative
Warrant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 292,472
- Date
- 04 Oct 2024
- Ownership
- By affiliates
- Underlying class
- Warrant
- Underlying amount
- 292,472
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Consists of: (i) 1,135,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 363,660 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan, and (iv) 3,250 shares of common stock held by Mr. Kessler in his personal capacity. The amount of shares reflected herein was reduced by 4,100 shares of common stock, which the Reporting Person gifted to his son.
Footnote F2
The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Footnote F3
BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $5.00 per share, and a Series D "A" warrant for 292,472 shares (expires May 2028).