Richard M. Wolfen - 03 Aug 2021 Form 4 Insider Report for RxSight, Inc. (RXST)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
05 Aug 2021, 19:51:51 UTC
Prior SEC filing
29 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Shelley Thunen, as Attorney-in-Fact

Key filing fact

Richard M. Wolfen filed Form 4 for RxSight, Inc. (RXST) on 05 Aug 2021.

Key facts

  • This page summarizes Richard M. Wolfen's Form 4 filing for RxSight, Inc. (RXST).
  • 19 reported transactions and 17 derivative rows are listed below.
  • Accepted by SEC: 05 Aug 2021, 19:51.

Change

  • Previous filing in this sequence was filed on 29 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RXST transaction

Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+76,974
Change %
+6436%
Price
$0.000000
Shares after
78,170
Date
03 Aug 2021
Ownership
Direct
Footnotes
F1, F3, F5, F6, F8, F9
RXST transaction

Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+1,489,805
Change %
+547%
Price
$0.000000
Shares after
1,762,074
Date
03 Aug 2021
Ownership
See footnote
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RXST transaction Derivative

Series A Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-2,800
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,800
Exercise price
Footnotes
F1
RXST transaction Derivative

Series A Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-11,714
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
11,714
Exercise price
Footnotes
F1, F2
RXST transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-2,017
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,017
Exercise price
Footnotes
F3
RXST transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-246,054
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
246,054
Exercise price
Footnotes
F2, F3
RXST transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-398,810
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
408,814
Exercise price
Footnotes
F2, F4
RXST transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-10,807
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,586
Exercise price
Footnotes
F5, F11
RXST transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-43,547
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
50,711
Exercise price
Footnotes
F2, F5, F11
RXST transaction Derivative

Series E Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-4,840
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,887
Exercise price
Footnotes
F6
RXST transaction Derivative

Series E Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-18,150
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
22,077
Exercise price
Footnotes
F2, F6
RXST transaction Derivative

Series F Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-154,886
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
235,499
Exercise price
Footnotes
F2, F7
RXST transaction Derivative

Series G Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-42,552
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
42,552
Exercise price
Footnotes
F8
RXST transaction Derivative

Series G Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-357,227
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
357,227
Exercise price
Footnotes
F2, F8
RXST transaction Derivative

Series H Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-9,680
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,680
Exercise price
Footnotes
F9
RXST transaction Derivative

Series H Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-157,709
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
157,709
Exercise price
Footnotes
F2, F9
RXST transaction Derivative

Warrant (right to buy)

Options Exercise

Transaction value
$0
Shares
-1,452
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
Direct
Underlying class
Series H Preferred Stock
Underlying amount
1,452
Exercise price
$12.40
Footnotes
F9, F10
RXST transaction Derivative

Series H Preferred Stock

Options Exercise

Transaction value
$0
Shares
+1,452
Change %
Price
$0.000000
Shares after
1,452
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,452
Exercise price
$12.40
Footnotes
F9, F10
RXST transaction Derivative

Series H Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-1,452
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,452
Exercise price
Footnotes
F9, F10
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Richard M. Wolfen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 11 footnotes

Footnote F1

All shares of the Series A Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

Footnote F2

Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares.

Footnote F3

All shares of the Series B Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

Footnote F4

All shares of the Series C Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.0251 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

Footnote F5

All shares of the Series D Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.1647 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

Footnote F6

All shares of the Series E Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.2164 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

Footnote F7

All shares of the Series F Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.5205 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

Footnote F8

All shares of the Series G Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

Footnote F9

All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

Footnote F10

The warrant was exercised for Series H Preferred Stock immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

Footnote F11

The number of shares of Series D Preferred Stock reported as beneficially held by the Reporting Person in the Form 3 filed July 29, 2021 incorrectly allocated the number of shares directly and indirectly held.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .