Key facts
- This page summarizes Larry G. Swets Jr.'s Form 4 filing for Fundamental Global Inc. (FGF).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 04 Oct 2024, 18:13.
Larry G. Swets Jr. - 03 Sep 2024 Form 4 Insider Report for Fundamental Global Inc. (FGF)
- Reporting relationship
- Head of Merchant Banking
- Issuer ticker
- FGF
- Reported as of
- 03 Sep 2024
- Net transaction value
- +$2,292
- SEC form
- 4
- Accepted by SEC
- 04 Oct 2024, 18:13:18 UTC
- Prior SEC filing
- 19 Aug 2024
- Next SEC filing
- 13 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Larry G. Swets, Jr.
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Larry G. Swets Jr. filed Form 4 for Fundamental Global Inc. (FGF) on 04 Oct 2024.
Change
- Previous filing in this sequence was filed on 19 Aug 2024.
- Current net transaction value: +$2,292.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FGF
transaction
Common Stock
Award
- Transaction value
- $2,292
- Shares
- +2,142
- Change %
- +0.38%
- Price
- $1.07
- Shares after
- 562,989
- Date
- 03 Sep 2024
- Ownership
- Direct
- Footnotes
- F1, F2
FGF
holding
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,000
- Date
- 03 Sep 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FGF
holding
Derivative
Stock option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 130,000
- Date
- 03 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 130,000
- Exercise price
- $3.38
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares were purchased within the Fundamental Global Inc. Employee Share Purchase Plan.
Footnote F2
Includes (i) 370,000 RSUs granted on February 17, 2023 under the 2021 Equity Incentive Plan (of which 370,000 have vested to date, but 94,054 withheld from the vested RSU for taxes) pursuant to Equity Award Letter Agreement dated January 18, 2021, and (ii) 130,000 RSU granted on February 17, 2023 under the 2021 Equity Incentive Plan (of which 86,667 have vested to date, but 25,659 withheld from the vested RSU for taxes ) for performance related to fiscal year 2022. Each RSU represents a contingent right to receive one share of Fundamental Global Inc. Common Stock.
Footnote F3
The stock options become vested and fully exercisable in 20% increments on each anniversary of the grant date, provided that Mr. Swets remains in the continuous service of the Issuer through each applicable vesting date and that the Issuer's book value per share has increased by 15% or more as compared to the Issuer's book value per share as of the fiscal year end prior.