Key facts
- This page summarizes Soo Yu's Form 4 filing for Dominari Holdings Inc. (DOMH).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 21 Jun 2023, 21:45.
Soo Yu - 21 Jun 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)
- Reporting relationship
- Director
- Issuer ticker
- DOMH
- Reported as of
- 21 Jun 2023
- Net transaction value
- +$1,366,665
- SEC form
- 4
- Accepted by SEC
- 21 Jun 2023, 21:45:45 UTC
- Prior SEC filing
- 16 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Soo Yu
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Soo Yu filed Form 4 for Dominari Holdings Inc. (DOMH) on 21 Jun 2023.
Change
- Previous filing in this sequence was filed on 16 Sep 2022.
- Current net transaction value: +$1,366,665.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DOMH
transaction
Common Stock
Award
- Transaction value
- $1,366,665
- Shares
- +529,715
- Change %
- +182%
- Price
- $2.58
- Shares after
- 820,478
- Date
- 21 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,477
- Date
- 21 Jun 2023
- Ownership
- Catatonk Creek LLC
- Footnotes
- F3
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,476
- Date
- 21 Jun 2023
- Ownership
- Tioga 22 LLC
- Footnotes
- F3
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,559
- Date
- 21 Jun 2023
- Ownership
- Wool c/f Alison Cottone UTMA/NY Age 18
- Footnotes
- F4
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,477
- Date
- 21 Jun 2023
- Ownership
- Dongam, LLC
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The Reporting Person has the right to receive 1,033,591 shares of the Issuer's common stock pursuant to her employment agreement with the Issuer (the "Employment Agreement"). Of the 1,033,591 shares, 48.75%, or 503,876 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes, as permitted by Section 3 of the Employment Agreement.
Footnote F2
Of the 820,478 shares reported as beneficially owned directly, 207,062 shares are beneficially owned directly by Mr. Wool and 613,416 shares are beneficially owned directly by Ms. Yu.
Footnote F3
Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
Footnote F4
Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
Footnote F5
Ms. Yu is the sole member of Dongam, LLC.