Key facts
- This page summarizes Vikas Chopra's Form 3 filing for EMCORE CORP.
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Oct 2024, 13:14.
Vikas Chopra - 13 Aug 2024 Form 3 Insider Report for EMCORE CORP
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 13 Aug 2024
- Net transaction value
- $0
- Reporting owner signature
- vikas chopra
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Vikas Chopra filed Form 3 for EMCORE CORP on 02 Oct 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EMKR
holding
Common stocks
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 978,600
- Date
- 13 Aug 2024
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
SEC remarks
"Explanation for Late Filing of Form 3 To the Securities and Exchange Commission, I, Vikas Chopra, am filing this Form 3 to report my ownership of EMCORE Corporation (EMKR) securities, which exceeded 10% of the company's outstanding shares. As a first-time investor, I was unaware of the filing requirement until contacted by Interactive Brokers, my broker. They inquired about potential affiliation with EMCORE, which I denied, having no connection to the company. Upon further research, I discovered the SEC reporting obligation. Despite my broker's notification, they did not provide clear guidance on the necessary actions. This late filing results solely from my unfamiliarity with SEC regulations. I have taken immediate steps to rectify the situation and ensure future compliance. I request consideration of this explanation and waiver of potential penalties. Sincerely, Vikas Chopra"