Vijay Satyanand Pande - 27 Sep 2024 Form 4 Insider Report for BioAge Labs, Inc. (BIOA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Sep 2024, 16:28:00 UTC
Prior SEC filing
25 Sep 2024
Next SEC filing
03 Oct 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Dov A. Goldstein as attorney-in-fact

Key filing fact

Vijay Satyanand Pande filed Form 4 for BioAge Labs, Inc. (BIOA) on 27 Sep 2024.

Key facts

  • This page summarizes Vijay Satyanand Pande's Form 4 filing for BioAge Labs, Inc. (BIOA).
  • 9 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 27 Sep 2024, 16:28.

Change

  • Previous filing in this sequence was filed on 25 Sep 2024.
  • Current net transaction value: +$16,200,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BIOA transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+855,972
Change %
Price
Shares after
855,972
Date
27 Sep 2024
Ownership
AH Bio Fund I, L.P.
Footnotes
F1, F2, F3, F4
BIOA transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+413,100
Change %
+48%
Price
Shares after
1,269,072
Date
27 Sep 2024
Ownership
AH Bio Fund I, L.P.
Footnotes
F2, F3, F4, F5
BIOA transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+189,609
Change %
Price
Shares after
189,609
Date
27 Sep 2024
Ownership
AH Bio Fund III, L.P.
Footnotes
F3, F4, F6, F7
BIOA transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+655,294
Change %
Price
Shares after
655,294
Date
27 Sep 2024
Ownership
AH Bio Fund IV, L.P.
Footnotes
F3, F4, F8, F9
BIOA transaction

Common Stock

Purchase

Transaction value
$16,200,000
Shares
+900,000
Change %
Price
$18.00
Shares after
900,000
Date
27 Sep 2024
Ownership
Andreessen Horowitz LSV Fund III, L.P.
Footnotes
F3, F4, F10

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BIOA transaction Derivative

Series A-1 Preferred Stock

Conversion of derivative security

Transaction value
Shares
-3,819,863
Change %
-100%
Price
Shares after
0
Date
27 Sep 2024
Ownership
AH Bio Fund I, L.P.
Underlying class
Common Stock
Underlying amount
855,972
Exercise price
Footnotes
F1, F2, F3, F4
BIOA transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value
Shares
-1,843,502
Change %
-100%
Price
Shares after
0
Date
27 Sep 2024
Ownership
AH Bio Fund I, L.P.
Underlying class
Common Stock
Underlying amount
413,100
Exercise price
Footnotes
F2, F3, F4, F5
BIOA transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
Shares
-846,152
Change %
-100%
Price
Shares after
0
Date
27 Sep 2024
Ownership
AH Bio Fund III, L.P.
Underlying class
Common Stock
Underlying amount
189,609
Exercise price
Footnotes
F3, F4, F6, F7
BIOA transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
Shares
-2,924,318
Change %
-100%
Price
Shares after
0
Date
27 Sep 2024
Ownership
AH Bio Fund IV, L.P.
Underlying class
Common Stock
Underlying amount
655,294
Exercise price
Footnotes
F3, F4, F8, F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Pursuant to the Issuer's Restated Certificate of Incorporation, upon closing of the Issuer's initial public offering of its Common Stock, each share of Series A-1 Convertible Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-0.224084614. The securities have no expiration date.

Footnote F2

The securities reported in this row are held by AH Bio Fund I, L.P. for itself and as nominee for AH Bio Fund I-B, L.P. (collectively, the "AH Bio Fund I Entities"). AH Equity Partners Bio I, L.L.C. ("AH EP Bio I") is the general partner of the AH Bio Fund I Entities and may be deemed to exercise voting and investment discretion with respect to securities directly held by them.

Footnote F3

The managing members of each of: (i) AH EP Bio I; (ii) AH EP Bio III; (iii) AH EP Bio IV; (iv) AH EP LSV III; and (v) AH EP 2022 Annual (collectively, the "AH GP Entities") are Marc Andreessen and Ben Horowitz, and each of them may be deemed to share voting and investment discretion with respect to securities directly held by the AH Fund Entities.

Footnote F4

The reporting person serves as one of the members of the AH GP Entities, but he disclaims the existence of a "group" (as that term is used in Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")), and disclaims beneficial ownership of the securities directly held by the AH Fund Entities, and this report shall not be deemed an admission that he is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose, except to the extent of his pecuniary interest therein.

Footnote F5

Pursuant to the Issuer's Restated Certificate of Incorporation, upon closing of the Issuer's initial public offering of its Common Stock, each share of Series B Convertible Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-0.224084614. The securities have no expiration date.

Footnote F6

Pursuant to the Issuer's Restated Certificate of Incorporation, upon closing of the Issuer's initial public offering of its Common Stock, each share of Series C Convertible Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-0.224084614. The securities have no expiration date.

Footnote F7

The securities reported in this row are held by AH Bio Fund III, L.P., for itself and as nominee for AH Bio Fund III-B, L.P. and AH Bio Fund III-Q, L.P. (collectively, the "AH Bio Fund III Entities"). AH Equity Partners Bio III, L.L.C. ("AH EP Bio III") is the general partner of the AH Bio Fund III Entities and may be deemed to exercise voting and investment discretion with respect to securities directly held by them.

Footnote F8

Pursuant to the Issuer's Restated Certificate of Incorporation, upon closing of the Issuer's initial public offering of its Common Stock, each share of Series D Convertible Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-0.224084614. The securities have no expiration date.

Footnote F9

The securities reported in this row are held by AH Bio Fund IV, L.P., for itself and as nominee for: (i) AH Bio Fund IV-B, L.P.; (ii) AH 2022 Annual Fund, L.P.; (iii) AH 2022 Annual Fund-B, L.P.; (iv) AH 2022 Annual Fund-QC, L.P.; and (v) CLF Partners III, LP (collectively, the "AH Bio Fund IV Entities"). AH Equity Partners Bio IV, L.L.C. ("AH EP Bio IV") is the general partner of the AH Bio Fund IV Entities and may be deemed to exercise voting and investment discretion with respect to securities directly held by them.

Footnote F10

The securities reported in this row are held by Andreessen Horowitz LSV Fund III, L.P. ("AH LSV Fund III"), for itself and as nominee for Andreessen Horowitz LSV Fund III-B, L.P. ("AH LSV Fund III-B") and AH 2022 Annual Fund, L.P. ("AH 2022 Annual" and, collectively with AH LSV Fund III and AH LSV Fund III-B, the "AH LSV Fund III Entities"). AH Equity Partners LSV III, L.L.C. ("AH EP LSV III") is the general partner of AH LSV Fund III and AH LSV Fund III-B and may be deemed to exercise voting and investment discretion with respect to securities directly held by them. AH Equity Partners 2022 Annual Fund, L.L.C. ("AH EP 2022 Annual") is the general partner of AH 2022 Annual and may be deemed to exercise voting and investment discretion with respect to securities directly held by it. The AH Bio Fund I Entities, the AH Bio Fund III Entities, the AH Bio Fund IV Entities and the AH LSV Fund III Entities are collectively referred to herein as the "AH Fund Entities."

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