John W. Morrison Jr. - 23 Sep 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Reporting relationship: Chief Financial Officer
Issuer ticker: OSS
Reported as of: 23 Sep 2024
Net transaction value: -$13,055
SEC form: 4
Accepted by SEC: 25 Sep 2024, 16:16:48 UTC
Prior SEC filing: 21 Aug 2024
Next SEC filing: 12 Nov 2024
Source filing: View source filing
Reporting owner signature: /s/ John Morrison

Key filing fact

John W. Morrison Jr. filed Form 4 for ONE STOP SYSTEMS, INC. (OSS) on 25 Sep 2024.

Key facts

This page summarizes John W. Morrison Jr.'s Form 4 filing for ONE STOP SYSTEMS, INC. (OSS).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 25 Sep 2024, 16:16.

Change

Previous filing in this sequence was filed on 21 Aug 2024.
Current net transaction value: -$13,055.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OSS transaction

Common Stock

Tax liability

Transaction value: $13,055
Shares: -5,961
Change %: -1.9%
Price: $2.19
Shares after: 305,381
Date: 23 Sep 2024
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person forfeited 5,961 shares of common stock upon conversion of 15,667 vested and outstanding restricted stock inits into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 20, 2023.

Footnote F2

Includes 128,967 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.