Key facts
- This page summarizes Thurman J. Rodgers's Form 4 filing for Complete Solaria, Inc. (SPWR).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 24 Sep 2024, 17:53.
Thurman J. Rodgers - 08 Sep 2024 Form 4 Insider Report for Complete Solaria, Inc. (SPWR)
- Reporting relationship
- Chief Executive officer, Director, 10%+ Owner
- Issuer ticker
- SPWR
- Reported as of
- 08 Sep 2024
- Net transaction value
- +$8,000,000
- SEC form
- 4
- Accepted by SEC
- 24 Sep 2024, 17:53:22 UTC
- Prior SEC filing
- 24 Jun 2024
- Next SEC filing
- 30 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael Penney, Attorney-in-Fact for Thurman J. Rodgers
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thurman J. Rodgers filed Form 4 for Complete Solaria, Inc. (SPWR) on 24 Sep 2024.
Change
- Previous filing in this sequence was filed on 24 Jun 2024.
- Current net transaction value: +$8,000,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CLSR
transaction
Derivative
7% Convertible Senior Notes Due 2029
Purchase
- Transaction value
- $8,000,000
- Shares
- Change %
- Price
- Shares after
- $8,000,000
- Date
- 08 Sep 2024
- Ownership
- See Footnote
- Underlying class
- Common Stock
- Underlying amount
- 3,742,690
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The conversion rate for the 7% Convertible Senior Notes due 2029 (the "Convertible Notes") is equal to 467.8363 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $2.14 per share of common stock), subject to adjustment in accordance with the applicable indenture.
Footnote F2
The Convertible Notes mature on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time after September 16, 2025 and prior to the close of business on the business day immediately preceding the maturity date.
Footnote F3
$4,000,000 of the Convertible Notes are owned by the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustee. $4,000,000 of the remaining Convertible Notes are owned by the Rodgers Family Freedom and Free Markets Charitable Trust, for which the Reporting Person and his spouse serve as trustee.
SEC remarks
Exhibit 24 - Power of Attorney