Key facts
- This page summarizes Brian Lee Lawrence's Form 4 filing for VAPOTHERM INC.
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 24 Sep 2024, 15:47.
Brian Lee Lawrence - 20 Sep 2024 Form 4 Insider Report for VAPOTHERM INC
- Reporting relationship
- SVP & Chief Technology Officer
- Issuer ticker
- N/A
- Reported as of
- 20 Sep 2024
- Net transaction value
- -$102,872
- SEC form
- 4
- Accepted by SEC
- 24 Sep 2024, 15:47:08 UTC
- Prior SEC filing
- 29 Feb 2024
- Next SEC filing
- 27 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ James A. Lightman, as Attorney In Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brian Lee Lawrence filed Form 4 for VAPOTHERM INC on 24 Sep 2024.
Change
- Previous filing in this sequence was filed on 29 Feb 2024.
- Current net transaction value: -$102,872.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VAPO
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -22,869
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 20 Sep 2024
- Ownership
- Direct
- Footnotes
- F1
VAPO
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $81,355
- Shares
- -37,319
- Change %
- -100%
- Price
- $2.18
- Shares after
- 0
- Date
- 20 Sep 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VAPO
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $4,491
- Shares
- -3,550
- Change %
- -100%
- Price
- $1.26
- Shares after
- 0
- Date
- 20 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,550
- Exercise price
- $0.9150
- Footnotes
- F3
VAPO
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $8,381
- Shares
- -6,625
- Change %
- -100%
- Price
- $1.26
- Shares after
- 0
- Date
- 20 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,625
- Exercise price
- $0.9150
- Footnotes
- F4
VAPO
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $8,645
- Shares
- -6,834
- Change %
- -100%
- Price
- $1.26
- Shares after
- 0
- Date
- 20 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,834
- Exercise price
- $0.9150
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Brian Lee Lawrence is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
Disposed of pursuant to an Agreement and Plan of Merger, dated as of June 17, 2024, among Veronica Holdings, LLC (Topco), Veronica Intermediate Holdings, LLC, Veronica Merger Sub, Inc. and Vapotherm, Inc. (Company) and a Rollover Agreement, dated as of September 20, 2024, among Topco, the Company and the reporting person in exchange for an aggregate number of Topco common units at a price per unit of $2.18.
Footnote F2
The restricted stock unit awards, which these shares were subject to, were canceled in the merger in exchange for a cash payment of $2.18 per underlying share. Pursuant to a Subscription Agreement (Subscription Agreement), dated as of September 20, 2024, between Topco and the reporting person, the reporting person agreed to use such proceeds to subscribe for Topco common units.
Footnote F3
This option, which provided for vesting as to 25% of the underlying shares on January 1, 2023 and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, was canceled in the merger in exchange for a cash payment equal to: (a) the number of shares of Company common stock underlying the option, multiplied by (b) the excess, if any, of $2.18 over the per share exercise price of such option, which cash payment was $4,490.75. Pursuant to the Subscription Agreement, the reporting person agreed to use such proceeds to subscribe for Topco common units.
Footnote F4
This option, which provided for vesting as to 25% of the underlying shares on January 1, 2024, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, was canceled in the merger in exchange for a cash payment equal to: (a) the number of shares of Company common stock underlying the option, multiplied by (b) the excess, if any, of $2.18 over the per share exercise price of such option, which cash payment was $8,380.63. Pursuant to the Subscription Agreement, the reporting person agreed to use such proceeds to subscribe for Topco common units.
Footnote F5
This option, which provided for vesting as to 25% of the underlying shares on January 2, 2024, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, was canceled in the merger in exchange for a cash payment equal to: (a) the number of shares of Company common stock underlying the option, multiplied by (b) the excess, if any, of $2.18 over the per share exercise price of such option, which cash payment was $8,645.01. Pursuant to the Subscription Agreement, the reporting person agreed to use such proceeds to subscribe for Topco common units.