Key facts
- This page summarizes Donald J. Spence.'s Form 4 filing for VAPOTHERM INC.
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 24 Sep 2024, 13:53.
Donald J. Spence. - 20 Sep 2024 Form 4 Insider Report for VAPOTHERM INC
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 20 Sep 2024
- Net transaction value
- -$27,677
- SEC form
- 4
- Accepted by SEC
- 24 Sep 2024, 13:53:12 UTC
- Prior SEC filing
- 23 May 2024
- Next SEC filing
- 23 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ James A. Lightman, as Attorney In Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Donald J. Spence. filed Form 4 for VAPOTHERM INC on 24 Sep 2024.
Change
- Previous filing in this sequence was filed on 23 May 2024.
- Current net transaction value: -$27,677.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VAPO
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $21,137
- Shares
- -9,696
- Change %
- -100%
- Price
- $2.18
- Shares after
- 0
- Date
- 20 Sep 2024
- Ownership
- Direct
- Footnotes
- F1
VAPO
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $6,540
- Shares
- -3,000
- Change %
- -100%
- Price
- $2.18
- Shares after
- 0
- Date
- 20 Sep 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VAPO
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $0
- Shares
- -1,089
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 20 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,089
- Exercise price
- $18.48
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Disposed of pursuant to an Agreement and Plan of Merger, dated as of June 17, 2024, among Veronica Holdings, LLC, Veronica Intermediate Holdings, LLC, Veronica Merger Sub, Inc. and Vapotherm, Inc. (Company), in exchange for a cash payment of $2.18 per share.
Footnote F2
The restricted stock unit awards, which these shares were subject to, were canceled in the merger in exchange for a cash payment of $2.18 per underlying share.
Footnote F3
This option, which provided for vesting in full on the earlier of the first anniversary of the date of grant or the Company's 2023 annual meeting of stockholders, was canceled in the merger in exchange for a cash payment equal to: (a) the number of shares of Company common stock underlying the option, multiplied by (b) the excess, if any, of $2.18 over the per share exercise price of such option, which cash payment was $0.00 since this option had an exercise price that exceeded $2.18.