DGP Co., Ltd. - 12 Sep 2024 Form 4 Insider Report for EXICURE, INC. (XCUR)

Reporting relationship: 10%+ Owner
Issuer ticker: XCUR
Reported as of: 12 Sep 2024
Net transaction value: +$711,669
SEC form: 4
Accepted by SEC: 16 Sep 2024, 21:41:12 UTC
Prior SEC filing: 04 Mar 2024
Source filing: View source filing
Reporting owner signature: DGP CO., LTD., By: /s/ Kyungwon Oh, Name: Kyungwon Oh, Title: Chief Executive Officer

Key filing fact

DGP Co., Ltd. filed Form 4 for EXICURE, INC. (XCUR) on 16 Sep 2024.

Key facts

This page summarizes DGP Co., Ltd.'s Form 4 filing for EXICURE, INC. (XCUR).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 16 Sep 2024, 21:41.

Change

Previous filing in this sequence was filed on 04 Mar 2024.
Current net transaction value: +$711,669.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

XCUR transaction

Common Stock

Purchase

Transaction value: $711,669
Shares: +237,223
Change %: +39%
Price: $3.00
Shares after: 849,223
Date: 12 Sep 2024
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reporting Person acquired shares in exchange for $711,699 of debt owned by the Company to the Reporting Person .

Footnote F2

Shares adjusted due to 1-for-5 reverse stock split. Also includes shares previously reported as sold based on a contract for sale, but the sale has not closed. Reporting Person provided the buyer with an extension to close by October 31, 2024, but as of the date hereof it is uncertain whether buyer will purchase the shares and Reporting Person has the right to terminate the contract.