Richard P. Newman - 10 Sep 2024 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Reporting relationship: Chief Operating Officer
Issuer ticker: OTRK
Reported as of: 10 Sep 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 Sep 2024, 20:47:35 UTC
Prior SEC filing: 22 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/Richard P. Newman

Key filing fact

Richard P. Newman filed Form 4 for Ontrak, Inc. (OTRK) on 12 Sep 2024.

Key facts

This page summarizes Richard P. Newman's Form 4 filing for Ontrak, Inc. (OTRK).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 12 Sep 2024, 20:47.

Change

Previous filing in this sequence was filed on 22 Aug 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTRK transaction Derivative

Option (right to buy)

Award

Transaction value: $0
Shares: +2,500,000
Change %
Price: $0.000000
Shares after: 2,500,000
Date: 10 Sep 2024
Ownership: Direct
Underlying class: Ontrak, Inc. Common Stock
Underlying amount: 2,500,000
Exercise price: $0.2310
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This option was approved by the issuer's board of directors on June 12, 2024, subject to stockholder approval of the stock incentive plan under which the option was granted. Such stockholder approval was obtained on September 10, 2024.

Footnote F2

50% of the shares subject to this option vest on the one year anniversary of the grant date and the balance of the shares vest in six equal installments every six months thereafter over the next three years, in each case, subject to the reporting person's continuous service to the issuer through the applicable vesting date.