George T. Shaheen - 10 Sep 2024 Form 4 Insider Report for NetApp, Inc. (NTAP)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Sep 2024, 18:27:06 UTC
Prior SEC filing
12 Jun 2024
Next SEC filing
05 May 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Schultz, Attorney-in-Fact for George T. Shaheen

Key filing fact

George T. Shaheen filed Form 4 for NetApp, Inc. (NTAP) on 12 Sep 2024.

Key facts

  • This page summarizes George T. Shaheen's Form 4 filing for NetApp, Inc. (NTAP).
  • 8 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 12 Sep 2024, 18:27.

Change

  • Previous filing in this sequence was filed on 12 Jun 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NTAP transaction

Common Shares

Options Exercise

Transaction value
Shares
+3,526
Change %
+102%
Price
Shares after
6,976
Date
10 Sep 2024
Ownership
Direct
Footnotes
F1
NTAP transaction

Common Shares

Options Exercise

Transaction value
Shares
+2,856
Change %
+41%
Price
Shares after
9,832
Date
11 Sep 2024
Ownership
Direct
Footnotes
F1
NTAP transaction

Common Shares

Options Exercise

Transaction value
Shares
+5,922
Change %
+60%
Price
Shares after
15,754
Date
11 Sep 2024
Ownership
Direct
Footnotes
F1
NTAP transaction

Common Shares

Options Exercise

Transaction value
Shares
+7,916
Change %
+50%
Price
Shares after
23,670
Date
11 Sep 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NTAP transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-3,526
Change %
-100%
Price
Shares after
0
Date
10 Sep 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
3,526
Exercise price
Footnotes
F1, F2
NTAP transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-2,856
Change %
-100%
Price
Shares after
0
Date
11 Sep 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
2,856
Exercise price
Footnotes
F1, F3
NTAP transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-5,922
Change %
-100%
Price
Shares after
0
Date
11 Sep 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
5,922
Exercise price
Footnotes
F1, F4
NTAP transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-7,916
Change %
-100%
Price
Shares after
0
Date
11 Sep 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
7,916
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

George T. Shaheen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

Restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

Footnote F3

On September 13, 2013, the reporting person was granted 2,856 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.

Footnote F4

On September 5, 2014, the reporting person was granted 5,922 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.

Footnote F5

On September 11, 2015, the reporting person was granted 7,916 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.

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