Key facts
- This page summarizes Ho Seok Kim's Form 4 filing for CORETEC GROUP INC..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 10 Sep 2024, 20:40.
Ho Seok Kim - 21 Aug 2024 Form 4 Insider Report for CORETEC GROUP INC.
- Reporting relationship
- Chief Financial Officer, Managing Director of 10% owner
- Issuer ticker
- N/A
- Reported as of
- 21 Aug 2024
- Net transaction value
- $0
- Reporting owner signature
- /s/ Ho Seok Kim
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Ho Seok Kim filed Form 4 for CORETEC GROUP INC. on 10 Sep 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CRTG
transaction
Common Stock
Other
- Transaction value
- Shares
- +688,944,244
- Change %
- Price
- Shares after
- 688,944,244
- Date
- 21 Aug 2024
- Ownership
- By Core SS LLC
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CRTG
transaction
Derivative
Series C Convertible Preferred Stock
Other
- Transaction value
- Shares
- +10,000,000
- Change %
- Price
- Shares after
- 10,000,000
- Date
- 21 Aug 2024
- Ownership
- By Core SS LLC
- Underlying class
- Common stock
- Underlying amount
- 2,300,000,000
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
1. On August 21, 2024 (the "Closing Date"), the Issuer closed the transaction contemplated by that certain Share Exchange Agreement, dated March 1, 2024 (the "Agreement"), by and among the Issuer, Core Optics, LLC, a Virginia limited liability company ("Core Optics"), Core Optics Co., Ltd., a Republic of Korea corporation ("Operating Subsidiary") and Core SS LLC, a Virginia limited liability company (the "Member"), as amended by the Amendment to the Share Exchange Agreement dated June 27, 2024 (the "Amendment"), and as further amended by the Second Amendment to the Share Exchange Agreement dated July 31, 2024 (the "Second Amendment" and together with the Agreement and the Amendment, the "Transaction Documents"). Pursuant to the Transaction Documents, the Member agreed to sell all its membership interests in Core Optics to the Issuer in exchange for the Issuer's issuance of 10,000,000 Series C Convertible Preferred Stock to the member, and issuance of an aggregate of 713,694,244 shares
Footnote F2
The reported securities are owned directly by Core SS LLC. Ho Seok (Roberto) Kim, the reporting person, is the Managing Director of Core SS LLC, and as such, may be deemed to have an indirect beneficial ownership of the securities held of record by Core SS LLC. Mr. Kim disclaims beneficial ownership of such securities directly held by Core SS LLC, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
Footnote F3
The Series C Convertible Preferred Stock is convertible into 230 shares of Common Stock per share of Series C Preferred Stock at any time (subject to availability of sufficient authorized capital stock), at the holder's election or upon a mandatory conversion event, and has no expiration date