Roel C. Campos - 04 Sep 2024 Form 4 Insider Report for Regional Management Corp. (RM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Sep 2024, 16:30:09 UTC
Prior SEC filing
28 May 2024
Next SEC filing
27 May 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Catherine R. Atwood, attorney-in-fact

Key filing fact

Roel C. Campos filed Form 4 for Regional Management Corp. (RM) on 06 Sep 2024.

Key facts

  • This page summarizes Roel C. Campos's Form 4 filing for Regional Management Corp. (RM).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 06 Sep 2024, 16:30.

Change

  • Previous filing in this sequence was filed on 28 May 2024.
  • Current net transaction value: -$30.6.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RM transaction

Common Stock

Options Exercise

Transaction value
$89,357
Shares
+5,482
Change %
+5.4%
Price
$16.30
Shares after
107,202
Date
04 Sep 2024
Ownership
Direct
RM transaction

Common Stock

Tax liability

Transaction value
$89,383
Shares
-2,788
Change %
-2.6%
Price
$32.06
Shares after
104,414
Date
04 Sep 2024
Ownership
Direct
Footnotes
F1, F2
RM transaction

Common Stock

Options Exercise

Transaction value
$145,997
Shares
+9,188
Change %
+8.8%
Price
$15.89
Shares after
113,602
Date
04 Sep 2024
Ownership
Direct
RM transaction

Common Stock

Tax liability

Transaction value
$146,001
Shares
-4,554
Change %
-4%
Price
$32.06
Shares after
109,048
Date
04 Sep 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RM transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-5,482
Change %
-100%
Price
$0.000000
Shares after
0
Date
04 Sep 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,482
Exercise price
$16.30
RM transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-9,188
Change %
-100%
Price
$0.000000
Shares after
0
Date
04 Sep 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,188
Exercise price
$15.89
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise.

Footnote F2

Represents the closing market price of the issuer's common stock at the time of the option exercise.

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