Justin E. Mirro - 03 Sep 2024 Form 4 Insider Report for Amprius Technologies, Inc. (AMPX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Sep 2024, 19:16:49 UTC
Prior SEC filing
25 Jul 2024
Next SEC filing
06 Jul 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sandra Wallach, attorney-in-fact on behalf of Justin Mirro

Key filing fact

Justin E. Mirro filed Form 4 for Amprius Technologies, Inc. (AMPX) on 05 Sep 2024.

Key facts

  • This page summarizes Justin E. Mirro's Form 4 filing for Amprius Technologies, Inc. (AMPX).
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 05 Sep 2024, 19:16.

Change

  • Previous filing in this sequence was filed on 25 Jul 2024.
  • Current net transaction value: -$641,850.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMPX transaction

Common stock

Sale

Transaction value
$60,054
Shares
-60,000
Change %
-2.5%
Price
$1.00
Shares after
2,333,042
Date
03 Sep 2024
Ownership
See footnote
Footnotes
F1, F2
AMPX transaction

Common stock

Sale

Transaction value
$74,782
Shares
-75,000
Change %
-4.7%
Price
$0.9971
Shares after
1,510,000
Date
03 Sep 2024
Ownership
See footnote
Footnotes
F1, F3
AMPX transaction

Common stock

Sale

Transaction value
$140,970
Shares
-150,000
Change %
-6.4%
Price
$0.9398
Shares after
2,183,042
Date
04 Sep 2024
Ownership
See footnote
Footnotes
F2, F4
AMPX transaction

Common stock

Sale

Transaction value
$164,780
Shares
-175,000
Change %
-12%
Price
$0.9416
Shares after
1,335,000
Date
04 Sep 2024
Ownership
See footnote
Footnotes
F3, F5
AMPX transaction

Common stock

Sale

Transaction value
$88,550
Shares
-110,000
Change %
-5%
Price
$0.8050
Shares after
2,073,042
Date
05 Sep 2024
Ownership
See footnote
Footnotes
F2, F6
AMPX transaction

Common stock

Sale

Transaction value
$112,714
Shares
-140,000
Change %
-10%
Price
$0.8051
Shares after
1,195,000
Date
05 Sep 2024
Ownership
See footnote
Footnotes
F3, F6
AMPX holding

Common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
142,895
Date
03 Sep 2024
Ownership
Direct
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9501 to $1.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Footnote F2

The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Footnote F3

The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities.

Footnote F4

The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9035 to $1.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Footnote F5

The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9013 to $0.995, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Footnote F6

The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.8999, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Footnote F7

Includes 125,000 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .