David W. Anderson - 28 Aug 2024 Form 4 Insider Report for Carmell Corp (XAGE)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
30 Aug 2024, 16:30:04 UTC
Prior SEC filing
18 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Anderson

Key filing fact

David W. Anderson filed Form 4 for Carmell Corp (XAGE) on 30 Aug 2024.

Key facts

  • This page summarizes David W. Anderson's Form 4 filing for Carmell Corp (XAGE).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 30 Aug 2024, 16:30.

Change

  • Previous filing in this sequence was filed on 18 Dec 2023.
  • Current net transaction value: +$785.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CTCX transaction

Common Stock

Purchase

Transaction value
$419
Shares
+749
Change %
+11%
Price
$0.5600
Shares after
7,476
Date
28 Aug 2024
Ownership
By Carmell Insiders LLC
Footnotes
F1
CTCX transaction

Common Stock

Purchase

Transaction value
$365
Shares
+652
Change %
+8.7%
Price
$0.5600
Shares after
8,128
Date
29 Aug 2024
Ownership
By Carmell Insiders LLC
Footnotes
F1
CTCX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
69,504
Date
28 Aug 2024
Ownership
Direct
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

David W. Anderson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Footnote F2

The shares beneficially owned by the Reporting Person include 69,504 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of the date of this filing.

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