Key facts
- This page summarizes Andrew J. Micheletti's Form 4 filing for Axos Financial, Inc. (AX).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 28 Aug 2024, 13:04.
Andrew J. Micheletti - 25 Aug 2024 Form 4 Insider Report for Axos Financial, Inc. (AX)
- Reporting relationship
- EVP, Finance
- Issuer ticker
- AX
- Reported as of
- 25 Aug 2024
- Net transaction value
- +$471,313
- SEC form
- 4
- Accepted by SEC
- 28 Aug 2024, 13:04:38 UTC
- Prior SEC filing
- 15 Mar 2024
- Next SEC filing
- 11 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- By: Derrick K. Walsh For: Andrew J Micheletti
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Andrew J. Micheletti filed Form 4 for Axos Financial, Inc. (AX) on 28 Aug 2024.
Change
- Previous filing in this sequence was filed on 15 Mar 2024.
- Current net transaction value: +$471,313.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AX
transaction
Common Stock
Options Exercise
- Transaction value
- $766,590
- Shares
- +11,000
- Change %
- +2.6%
- Price
- $69.69
- Shares after
- 433,583
- Date
- 25 Aug 2024
- Ownership
- Direct
- Footnotes
- F1
AX
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $295,277
- Shares
- -4,237
- Change %
- -0.98%
- Price
- $69.69
- Shares after
- 429,346
- Date
- 25 Aug 2024
- Ownership
- Direct
- Footnotes
- F2
AX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,059
- Date
- 25 Aug 2024
- Ownership
- 401(k) Plan
AX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 39,000
- Date
- 25 Aug 2024
- Ownership
- by Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -11,000
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 25 Aug 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,000
- Exercise price
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents shares of Common Stock issued on August 25, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
Footnote F2
Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
Footnote F3
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
Footnote F4
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
Footnote F5
The RSUs vest as to one-third of the shares on each anniversary date of grant.