Amy Pooler - 24 Aug 2024 Form 4 Insider Report for SANGAMO THERAPEUTICS, INC (SGMO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
27 Aug 2024, 16:38:12 UTC
Prior SEC filing
29 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ron A. Metzger, Attorney-in-Fact

Key filing fact

Amy Pooler filed Form 4 for SANGAMO THERAPEUTICS, INC (SGMO) on 27 Aug 2024.

Key facts

  • This page summarizes Amy Pooler's Form 4 filing for SANGAMO THERAPEUTICS, INC (SGMO).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 27 Aug 2024, 16:38.

Change

  • Previous filing in this sequence was filed on 29 May 2024.
  • Current net transaction value: -$1,029.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SGMO transaction

Common Stock

Tax liability

Transaction value
$605
Shares
-703
Change %
-0.36%
Price
$0.8600
Shares after
194,416
Date
24 Aug 2024
Ownership
Direct
Footnotes
F1, F2, F3
SGMO transaction

Common Stock

Tax liability

Transaction value
$424
Shares
-493
Change %
-0.25%
Price
$0.8600
Shares after
193,923
Date
25 Aug 2024
Ownership
Direct
Footnotes
F3, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares underlying the portion of a restricted stock unit ("RSU") grant that vested on August 24, 2024, which were surrendered by the Reporting Person solely for mandatory tax withholding purposes using the Issuer's closing stock price on August 23, 2024 of $0.86/share, pursuant to the terms of the Issuer's Amended and Restated 2018 Equity Incentive Plan, as amended (the "2018 EIP"). This required tax withholding transaction is deemed to constitute a disposition of these shares to the Issuer for reporting purposes and does not represent a discretionary trade by the Reporting Person in the open market or otherwise.

Footnote F2

Includes: (a) 1,319 shares resulting from the August 24, 2024 vesting installment of the Reporting Person's February 24, 2023 RSU grant, and the remaining 12,129 shares will vest in successive equal quarterly installments through February 24, 2026, (b) 4,254 shares subject to the Reporting Person's February 25, 2022 RSU grant that will vest in successive equal quarterly installments through February 25, 2025 and (c) 150,000 shares subject to the Reporting Person's January 22, 2024 RSU grant that will vest as to one-half (1/2) of the shares on the first anniversary of the grant date, and the remainder of the shares will vest in 4 successive equal quarterly installments thereafter.

Footnote F3

The vesting of all such RSU grants is subject to the Reporting Person's Continuous Service (as defined in the 2018 EIP) through each such date and subject to acceleration as provided in the 2018 EIP.

Footnote F4

Represents shares underlying the portion of an RSU grant that vested on August 25, 2024, which were surrendered by the Reporting Person solely for mandatory tax withholding purposes using the Issuer's closing stock price on August 23, 2024 of $0.86/share, pursuant to the terms of the 2018 EIP. This required tax withholding transaction is deemed to constitute a disposition of these shares to the Issuer for reporting purposes and does not represent a discretionary trade by the Reporting Person in the open market or otherwise.

Footnote F5

Includes: (a) 925 shares resulting from the August 25, 2024 vesting installment of the Reporting Person's February 25, 2022 RSU grant, and the remaining 2,836 shares will vest in successive equal quarterly installments through February 25, 2025, (b) 12,129 shares subject to Reporting Person's February 24, 2023 RSU grant that will vest in successive equal quarterly installments through February 24, 2026 and (c) 150,000 shares subject to the Reporting Person's January 22, 2024 RSU grant that will vest as to one-half (1/2) of the shares on the first anniversary of the grant date, and the remainder of the shares will vest in 4 successive equal quarterly installments thereafter.

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