David Rogers - 19 Aug 2024 Form 4 Insider Report for EMCORE CORP

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 Aug 2024, 16:09:13 UTC
Prior SEC filing
01 Aug 2024
Next SEC filing
28 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ryan Hochgesang, as attorney-in-fact

Key filing fact

David Rogers filed Form 4 for EMCORE CORP on 20 Aug 2024.

Key facts

  • This page summarizes David Rogers's Form 4 filing for EMCORE CORP.
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 20 Aug 2024, 16:09.

Change

  • Previous filing in this sequence was filed on 01 Aug 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EMKR transaction

Restricted Stock Units

Award

Transaction value
Shares
+47,619
Change %
Price
Shares after
47,619
Date
19 Aug 2024
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan (the "Equity Plan") in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to all of the underlying shares on the earliest of (i) the first anniversary of the grant date, (ii) the date immediately prior to the Issuer's 2025 annual meeting of shareholders, (iii) the consummation of a Change in Control (as defined in the Equity Plan) or (iv) the non-employee director's death or termination of service on the Board due to Disability (as defined in the Equity Plan), in each case subject to the Reporting Person's continued service as a non-employee director through the vesting date.

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