Harvey M. Schwartz - 12 Aug 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Reporting relationship: Director
Issuer ticker: SOFI
Reported as of: 12 Aug 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 14 Aug 2024, 19:54:26 UTC
Prior SEC filing: 23 May 2024
Next SEC filing: 28 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/ Deanna M. Smith, Attorney-in-Fact

Key filing fact

Harvey M. Schwartz filed Form 4 for SoFi Technologies, Inc. (SOFI) on 14 Aug 2024.

Key facts

This page summarizes Harvey M. Schwartz's Form 4 filing for SoFi Technologies, Inc. (SOFI).
0 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 14 Aug 2024, 19:54.

Change

Previous filing in this sequence was filed on 23 May 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOFI holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 35,034
Date: 12 Aug 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 35,034
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Footnote F2

Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2024 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.