Key facts
- This page summarizes Marc Gabelli's Form 4 filing for Associated Capital Group, Inc. (AC).
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 13 Aug 2024, 16:04.
Marc Gabelli - 25 Jun 2024 Form 4 Insider Report for Associated Capital Group, Inc. (AC)
- Reporting relationship
- Director
- Issuer ticker
- AC
- Reported as of
- 25 Jun 2024
- Net transaction value
- +$342,800
- SEC form
- 4
- Accepted by SEC
- 13 Aug 2024, 16:04:47 UTC
- Prior SEC filing
- 25 Mar 2024
- Next SEC filing
- 31 Mar 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Marc Gabelli
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Marc Gabelli filed Form 4 for Associated Capital Group, Inc. (AC) on 13 Aug 2024.
Change
- Previous filing in this sequence was filed on 25 Mar 2024.
- Current net transaction value: +$342,800.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,766
- Date
- 25 Jun 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AC
transaction
Derivative
Phantom RSA
Award
- Transaction value
- $342,800
- Shares
- +10,000
- Change %
- Price
- $34.28
- Shares after
- 10,000
- Date
- 25 Jun 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 10,000
- Exercise price
- $0.000000
- Footnotes
- F1, F2
AC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 81,018
- Date
- 25 Jun 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
Footnote F2
Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
Footnote F3
The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.