Douglas R. Jamieson - 25 Jun 2024 Form 4 Insider Report for Associated Capital Group, Inc. (AC)

Reporting relationship: President & CEO, Director
Issuer ticker: AC
Reported as of: 25 Jun 2024
Net transaction value: +$342,800
SEC form: 4
Accepted by SEC: 13 Aug 2024, 16:04:01 UTC
Prior SEC filing: 13 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Douglas R. Jamieson

Key filing fact

Douglas R. Jamieson filed Form 4 for Associated Capital Group, Inc. (AC) on 13 Aug 2024.

Key facts

This page summarizes Douglas R. Jamieson's Form 4 filing for Associated Capital Group, Inc. (AC).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 13 Aug 2024, 16:04.

Change

Previous filing in this sequence was filed on 13 Jun 2023.
Current net transaction value: +$342,800.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 14,948
Date: 25 Jun 2024
Ownership: Direct

AC holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 29,471
Date: 25 Jun 2024
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AC transaction Derivative

Phantom RSA

Award

Transaction value: $342,800
Shares: +10,000
Change %: +23%
Price: $34.28
Shares after: 54,200
Date: 25 Jun 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 10,000
Exercise price: $0.000000
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

Footnote F2

Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.