Key facts
- This page summarizes Ricky C. Sandler's Form 4 filing for ASHLAND INC. (ASH).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 06 Sep 2022, 16:15.
Ricky C. Sandler - 01 Sep 2022 Form 4 Insider Report for ASHLAND INC. (ASH)
- Reporting relationship
- Director, Other*
- Issuer ticker
- ASH
- Reported as of
- 01 Sep 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Sep 2022, 16:15:20 UTC
- Prior SEC filing
- 19 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eminence Capital, LP, /s/ Ricky C. Sandler, Chief Executive Officer
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ricky C. Sandler filed Form 4 for ASHLAND INC. (ASH) on 06 Sep 2022.
Change
- Previous filing in this sequence was filed on 19 May 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ASH
transaction
Common Stock, par value $0.01 per share ("Common Stock")
Purchase
- Transaction value
- $22,460,431
- Shares
- +224,156
- Change %
- +5.8%
- Price
- $100.20
- Shares after
- 4,083,978
- Date
- 01 Sep 2022
- Ownership
- See Footnote
- Footnotes
- F1, F2
ASH
transaction
Common Stock
Sale
- Transaction value
- $22,460,431
- Shares
- -224,156
- Change %
- -5.2%
- Price
- $100.20
- Shares after
- 4,083,978
- Date
- 01 Sep 2022
- Ownership
- See Footnote
- Footnotes
- F1, F2
ASH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 462
- Date
- 01 Sep 2022
- Ownership
- See Footnote
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Rebalancing transactions in which the Eminence Funds and SMAs (as defined below) purchased and sold the Common Stock among themselves with no change in the aggregate number of shares of Common Stock owned by the Eminence Funds and SMAs as a result of such transactions.
Footnote F2
Eminence Capital, LP ("Eminence Capital") serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Eminence Funds") and separately managed accounts (the "Eminence SMAs," and together with the Eminence Funds, the "Eminence Funds and SMAs") under its management and control. Ricky C. Sandler ("Mr. Sandler") is the Chief Executive Officer of Eminence Capital and may be deemed to have shared voting and dispositive power with respect to the shares of Common Stock held by the Eminence Funds and SMAs. Eminence Capital and Mr. Sandler each disclaim beneficial ownership of the securities held by the Eminence Funds and SMAs, except to the extent of its or his pecuniary interest therein.
Footnote F3
Shares held by certain family accounts.
SEC remarks
Eminence Capital may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, by virtue of the fact that Mr. Sandler currently serves on the board of directors of the Issuer.