Key facts
- This page summarizes BARINGTON COMPANIES MANAGEMENT, LLC's Form 3 filing for EASTERN CO (EML).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 06 Dec 2021, 10:27.
BARINGTON COMPANIES MANAGEMENT, LLC - 24 Nov 2021 Form 3 Insider Report for EASTERN CO (EML)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- EML
- Reported as of
- 24 Nov 2021
- Net transaction value
- $0
- Reporting owner signature
- BARINGTON CAPITAL GROUP, L.P. By: LNA Capital Corp., its general partner By: /s/ James A. Mitarotonda, President and CEO
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
BARINGTON COMPANIES MANAGEMENT, LLC filed Form 3 for EASTERN CO (EML) on 06 Dec 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EML
holding
Common Stock, no par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 645,702
- Date
- 24 Nov 2021
- Ownership
- See footnotes
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
This Form 3 is being filed by Barington Capital Group, L.P. (the "Advisor") on behalf of itself and Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, LNA Capital Corp. and James A. Mitarotonda, (together with the "Advisor", the "Reporting Persons"). As the general partner of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC may be deemed to beneficially own the 627,768 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. As the majority member of Barington Companies Investors, LLC, Barington Capital Group, L.P. may be deemed to beneficially own the 627,768 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P.
Footnote F2
(Footnote 1 continued). As the general partner of Barington Capital Group, L.P., LNA Capital Corp. may be deemed to beneficially own the 627,768 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. As the sole stockholder and director of LNA Capital Corp., James A. Mitarotonda may be deemed to beneficially own the 627,768 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. Mr. Mitarotonda is also individually the beneficial owner of 17,934 shares of Common Stock granted to him under The Eastern Company's Directors Fee Program.
Footnote F3
This amount reflects the amount of securities held by the Reporting Persons immediately following the transaction requiring the filing of this statement. In accordance with Instruction 5(b)(iv) of Form 3, the entire amount of the Issuer's securities held by Reporting Persons is reported herein. Each of the Reporting Parties, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of the Reporting Parties are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.